DFX Intelligence

C•••••• D• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

C•••••• D• R•••••

Advisor at C•••• • S••••• C•••••• M••••••••• I•••

NEW YORK, NY

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Search this name across graphsid dfx:ria:8f30fcdf-33fa-fc0b-0b0f-60be34a1ae91

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 21, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• • S••••• C•••••• M••••••••• I•••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Dec 20, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• • S••••• C•••••• M••••••••• I•••	Asset manager	Jul 29, 2022	n/a	yes	NEW YORK, NY	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Sep 10, 2014	Jul 9, 2022	no	JERSEY CITY, NJ\|NEW YORK, NY\|JERSEY CITY, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C•••• • S••••• C•••••• M••••••••• I•••	Jul 9, 2022	Jul 29, 2022	20	Firm change	Other
U•• F•••••••• S••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 7, 2014

Relationships

Registered with (3)

→ C•••• • S••••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
Jul 29, 2022 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 10, 2014 to Jul 9, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Dec 21, 2012 to Jul 7, 2014factForm ADV

Dated events

Occurred
Jul 9, 2022
Advisor changed firm
C•••••• D• R••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C•••• • S••••• C•••••• M••••••••• I••• (registered 2022-07-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f30fcdf-33fa-fc0b-0b0f-60be34a1ae91
First observed: Dec 21, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.