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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Vincent Michael Polidori

Advisor at VALUENGINE CAPITAL MANAGEMENT LLC

STATEN ISLAND, NY

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Search this name across graphsid dfx:ria:8f3525f7-083a-a628-2264-9f43cbf11bd4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 9, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VALUENGINE CAPITAL MANAGEMENT LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 9, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 13, 1999
First registration: Oct 9, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 1658661

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VALUENGINE CAPITAL MANAGEMENT LLC	State registered	Aug 22, 2017	n/a	yes	STATEN ISLAND, NY	Current employment
TSG ALPHA PARTNERS, LLC	Other adviser	Jan 30, 2026	Feb 19, 2026	no	OLD BRIDGE, NJ	Previous registration
PETERSEN INVESTMENTS, INC.	n/a	Jun 11, 2013	Jul 24, 2017	no	WAYNE, NJ\|LOCH ARBOUR, NJ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 25, 2004	Jul 9, 2012	no	EDISON, NJ\|RUTHERFORD, NJ\|PARAMUS, NJ	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 9, 1998	Apr 2, 2004	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TSG ALPHA PARTNERS, LLC	n/a	Feb 19, 2026	n/a	n/a	Departure no registered destination	Departure
PETERSEN INVESTMENTS, INC.	VALUENGINE CAPITAL MANAGEMENT LLC	Jul 24, 2017	Aug 22, 2017	29	Firm change	Other
LPL FINANCIAL LLC	PETERSEN INVESTMENTS, INC.	Jul 9, 2012	Jun 11, 2013	337	Firm change	Other
UBS FINANCIAL SERVICES INC.	LPL FINANCIAL LLC	Apr 2, 2004	Mar 25, 2004	-8	Firm change	Other

Relationships

Registered with (5)

→ VALUENGINE CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Aug 22, 2017 to presentfactForm ADV
→ TSG ALPHA PARTNERS, LLCRegistered adviserregistration: previous registration
Jan 30, 2026 to Feb 19, 2026factForm ADV
→ PETERSEN INVESTMENTS, INC.Registered adviserregistration: previous registration
Jun 11, 2013 to Jul 24, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 25, 2004 to Jul 9, 2012factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 9, 1998 to Apr 2, 2004factForm ADV

Dated events

Occurred
Feb 19, 2026
Advisor departed, no destination yet
Vincent Michael Polidori no longer registered at Tsg Alpha Partners, Llc; no later IA registration on IAPD
Form ADVobserved 5 days ago