DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Vincent Michael Polidori
Feed of 09/14/2026
At current firm
9 y
since Aug 22, 2017
In the industry
27 y
since Oct 9, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Valuengine Capital Management LLC state registered currentsince Aug 22, 2017 · Staten Island, Ny
- Tsg Alpha Partners, LLC otherJan 30, 2026 to Feb 19, 2026 · Old Bridge, Nj
- Petersen Investments, Inc. unclassifiedJun 11, 2013 to Jul 24, 2017 · Wayne, Nj
- LPL Financial LLC BD affiliatedMar 25, 2004 to Jul 9, 2012 · Edison, Nj
- UBS Financial Services Inc. wirehouseOct 9, 1998 to Apr 2, 2004 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Tsg Alpha Partners, LLC to no registered destinationleft Feb 19, 2026 · Departure, no registered destination
- Petersen Investments, Inc. to Valuengine Capital Management LLCleft Jul 24, 2017, registered Aug 22, 2017 (29 days) · Other
- LPL Financial LLC to Petersen Investments, Inc.left Jul 9, 2012, registered Jun 11, 2013 (337 days) · Other
- UBS Financial Services Inc. to LPL Financial LLCleft Apr 2, 2004, registered Mar 25, 2004 (-8 days) · Other
Signals
- Vincent Michael Polidori no longer registered at Tsg Alpha Partners, Llc; no later IA registration on IAPDFeb 19, 2026 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address