DFX Intelligence

C••••• A•• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor41 years in industry

C••••• A•• F••••••

Advisor at B•• C••••• A•••••••

Dorset, VT | CONCORD, MA

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Search this name across graphsid dfx:ria:8f380b2f-f83f-8fe3-54cf-1bb70257ea3e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 22, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• C••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 3, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• C••••• A•••••••	Independent wealth	Feb 23, 2023	n/a	yes	Dorset, VT\|CONCORD, MA	Current employment
U••••• A••••••• S•••••••• L••	Former SEC adviser	Dec 2, 2016	Mar 21, 2018	no	Dorset, VT\|BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• A••••••• S•••••••• L••	B•• C••••• A•••••••	Mar 21, 2018	Feb 23, 2023	1,800	Firm change after gap	Other
A•••• P•••••• W••••• M••••••••• L••	U••••• A••••••• S•••••••• L••	Nov 30, 2015	Dec 2, 2016

Relationships

Registered with (3)

→ B•• C••••• A•••••••Registered adviserregistration: current employment
Feb 23, 2023 to presentfactForm ADV
→ U••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 2, 2016 to Mar 21, 2018factForm ADV
→ A•••• P•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 22, 2011 to Nov 30, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f380b2f-f83f-8fe3-54cf-1bb70257ea3e
First observed: Aug 22, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.