DFX Intelligence

J•••••• K•••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

J•••••• K•••• L•••••

Advisor at T•••• B••• C•••••• L••

DALLAS, TX | Paso Robles, CA

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Search this name across graphsid dfx:ria:8f45bc09-8a1d-703c-fae1-444238c952ad

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 16, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••• B••• C•••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Dec 16, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••• B••• C•••••• L••	Mixed wealth	Jun 29, 2016	n/a	yes	DALLAS, TX\|Paso Robles, CA	Current employment
B•• A•••••••• I•••	Former SEC adviser	Jan 13, 2015	Jul 13, 2016	no	SAN JOSE, CA\|PALO ALTO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• A•••••••• I•••	T•••• B••• C•••••• L••	Jul 13, 2016	Jun 29, 2016	-14	Firm change	Other

Relationships

Registered with (2)

→ T•••• B••• C•••••• L••Registered adviserregistration: current employment
Jun 29, 2016 to presentfactForm ADV
→ B•• A•••••••• I•••Registered adviserregistration: previous registration
Jan 13, 2015 to Jul 13, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f45bc09-8a1d-703c-fae1-444238c952ad
First observed: Dec 16, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.