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T•••• B••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

T•••• B••• C•••••• L••

CRD 159736

DALLAS, TX

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Search this name across graphsid dfx:ria:296f3b1e-966f-6a4a-8263-80d0afe710a9

Data as of Jun 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 10
On other graphs: 5
Observed: Jan 28, 2014 to Jun 9, 2026
58 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

T•••• B••• C•••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

T•••• B••• C•••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

T•••• B••• C•••••• L••

Private equity manager · shared crd

Allocatorsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.31 fund_share=0.1 institutional_share=0.58 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $5.1BItem 5.F on the latest filing (2026-06-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.1B
Private client RAUM: $1.6BderivedItem 5.D individuals plus high net worth individuals
Private client share: 31%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 13
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••••• K•••• L•••••	n/a	DALLAS, TX \| Paso Robles, CA	10	11	2	no
W•••••• H•••• M•••••	n/a	DALLAS, TX \| Los Altos, CA	9

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R••••••• A••••••• R••••• F•••• L•	Hedge Fund	$139M	Jun 9, 2026	90	Oct 28, 2022	reported	021-438318
R••••••• S•••••••• I••••• F•••• L•	Private Equity Fund	$63.2M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••• G••••••	COO & CCO	Na	yes	12/2021	Jun 9, 2026	Jun 9, 2026
P••••••••• E•••• C••••••	MANAGING MEMBER AND CIO	C	yes	01/2012	Jun 9, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LOS ALTOS	CA	United States	7	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	7.7%	0	0	0	4	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	T•••• years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.1B	$3.8B	32.8%	$2.7B	23.2%	22	21	10	10

Relationships

Registered with (18)

← P••••••• S•••••Advisorregistration: current employment
Apr 13, 2026 to presentfactForm ADV
← A•••• H•••••Advisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← E••• C•••••• P••••••••Advisorregistration: current employment
Jan 9, 2025 to presentfactForm ADV
← J••••••• H••• P•••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 30, 2026
Regulatory AUM changed
T•••• B••• C•••••• L•• reported RAUM $5.1B, up 32% from $3.8B (2025-10-01 to 2026-03-30)
Form ADVobserved 7 days ago
$1.2B
Occurred
Dec 5, 2025
Advisor changed firm
Elisabeth Lynn Boaz left T•••• B••• C•••••• L•• for Allworth Financial, L.P. (registered 2025-12-11)
Form ADVobserved 7 days ago
Occurred
Aug 15, 2023
Advisor changed firm
Mickey Sakata left T•••• B••• C•••••• L•• for Newfront Retirement Services, Inc. (registered 2023-08-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:296f3b1e-966f-6a4a-8263-80d0afe710a9
First observed: Jan 28, 2014
Last observed: Jun 9, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.