DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••••• F•••••••• N••••••
Marblehead, MA | Newburyport, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••••• F•••••••• N•••••• | National bd RIA | Oct 15, 2024 | n/a | yes | Newburyport, MA|Marblehead, MA | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | May 17, 2022 | Oct 24, 2024 | no | PEABODY, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | C••••••••• F•••••••• N•••••• | Oct 24, 2024 | Oct 15, 2024 | -9 | Firm change | Ibd to ibd |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | L•• F•••••••• L•• | Oct 8, 2021 | May 17, 2022 |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Mar 30, 2021 | Oct 8, 2021 | no | Beverly, MA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Feb 11, 2009 | Apr 5, 2021 | no | FORT MILL, SC|HAMILTON, MA|N. ANDOVER, MA|BURLINGTON, MA | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Nov 14, 2006 | Feb 2, 2009 | no | BOSTON, MA|BOSTON, MA | Previous registration |
| 221 |
| Firm change |
| Ibd to RIA |
| L•• F•••••••• L•• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Apr 5, 2021 | Mar 30, 2021 | -6 | Firm change | Ibd to ibd |
| B••• O• A•••••• I••••••••• S•••••••• I••• | L•• F•••••••• L•• | Feb 2, 2009 | Feb 11, 2009 | 9 | Firm change | Other |