J••• G••••••••• M•••••

• C••••••••• F•••••••• N•••••• national BD current
  since Oct 15, 2024 · Newburyport, Ma
• L•• F•••••••• L•• BD affiliated
  May 17, 2022 to Oct 24, 2024 · Peabody, Ma
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Mar 30, 2021 to Oct 8, 2021 · Beverly, Ma
• L•• F•••••••• L•• BD affiliated
  Feb 11, 2009 to Apr 5, 2021 · Fort Mill, Sc
• B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
  Nov 14, 2006 to Feb 2, 2009 · Boston, Ma

• L•• F•••••••• L•• to C••••••••• F•••••••• N••••••
  left Oct 24, 2024, registered Oct 15, 2024 (-9 days) · Affiliated broker-dealer or bank to another
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••
  left Oct 8, 2021, registered May 17, 2022 (221 days) · Affiliated broker-dealer or bank to independent RIA
• L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Apr 5, 2021, registered Mar 30, 2021 (-6 days) · Affiliated broker-dealer or bank to another
• B••• O• A•••••• I••••••••• S•••••••• I••• to L•• F•••••••• L••
  left Feb 2, 2009, registered Feb 11, 2009 (9 days) · Other

• ••• Locked
  Oct 24, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address