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T••••• K•••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)35 years in industry

T••••• K•••• H•••••••••

Advisor at L•• F•••••••• L••

DUBLIN, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8f61295b-b03e-a10b-be85-53f2126c1efb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 27, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 1, 2024	n/a	yes	DUBLIN, OH	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jun 25, 2021	Nov 7, 2024	no	SHEFFIELD VILLAGE, OH\|DUBLIN, OH

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	L•• F•••••••• L••	Nov 7, 2024	Nov 1, 2024	-6	Firm change	Ibd to ibd
H••••••••• A•••• M••••••••• I••	O•••• W•••••• I•••	Jan 5, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:6413:OH:2024-11-07	Nov 7, 2024	Nov 1, 2024	DUBLIN, OH	Firm change
106937:23131:OH:2023-01-05	Jan 5, 2023	Jun 25, 2021	DUBLIN, OH	Firm change after gap

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 1, 2024 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jun 25, 2021 to Nov 7, 2024factForm ADV
→ H••••••••• A•••• M••••••••• I••Registered adviserregistration: previous registration
Jan 27, 2003 to Jan 5, 2023factForm ADV

Dated events

Occurred
Nov 7, 2024
Advisor changed firm
T••••• K•••• H••••••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2024-11-01)
Form ADVobserved 7 days ago
Occurred
Jan 5, 2023
Advisor changed firm
T••••• K•••• H••••••••• left H••••••••• A•••• M••••••••• I•• for O•••• W•••••• I••• (registered 2021-06-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f61295b-b03e-a10b-be85-53f2126c1efb
First observed: Jan 27, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.