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RIA / WealthAdvisorCertified Financial Planner27 years in industry

MICHAEL ANTHONY CANZONE

Advisor at CANTER WEALTH

LA JOLLA, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 8, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CANTER WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 16, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Mar 16, 1999
First registration: Nov 8, 2001
Dual registered: no
Other names: MICHAEL CANZONE|MIKE CANZONE
IAPD individual key: 3188329

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CANTER WEALTH	Independent wealth	Jan 10, 2022	n/a	yes	LA JOLLA, CA	Current employment
NAUTILUS ADVISORS LLC	Independent wealth	Dec 21, 2017	Feb 22, 2018	no	LA JOLLA, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 15, 2011	Jan 11, 2018	no	San Diego, CA\|SAN DIEGO, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	May 24, 2005	Dec 9, 2011	no	SAN DIEGO, CA	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Dec 2, 2004	Jun 15, 2005	no	SAN DIEGO, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Dec 9, 2004	no	LA JOLLA, CA	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Nov 8, 2001	Jul 1, 2003	no	LA JOLLA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NAUTILUS ADVISORS LLC	CANTER WEALTH	Feb 22, 2018	Jan 10, 2022	1,418	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	NAUTILUS ADVISORS LLC	Jan 11, 2018	Dec 21, 2017	-21	Firm change	Other
STRATEGIC ADVISERS LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Dec 9, 2011	Nov 15, 2011	-24	Firm change	Ibd to ibd
CUSO FINANCIAL SERVICES, L.P.	STRATEGIC ADVISERS LLC	Jun 15, 2005	May 24, 2005	-22	Firm change	Other
WELLS FARGO ADVISORS	CUSO FINANCIAL SERVICES, L.P.	Dec 9, 2004	Dec 2, 2004	-7	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (7)

→ CANTER WEALTHRegistered adviserregistration: current employment
Jan 10, 2022 to presentfactForm ADV
→ NAUTILUS ADVISORS LLCRegistered adviserregistration: previous registration
Dec 21, 2017 to Feb 22, 2018factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 15, 2011 to Jan 11, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
May 24, 2005 to Dec 9, 2011factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Dec 2, 2004 to Jun 15, 2005factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Dec 9, 2004factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Nov 8, 2001 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.