DFX Intelligence

F•••••••• X••••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)29 years in industry

F•••••••• X••••• M•••

Advisor at A•••••• W••••• M••••••••• I•••

HOUSTON, TX

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Search this name across graphsid dfx:ria:8f67ffa6-32bc-f8c6-2c14-a00e47bb7158

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 7, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 13, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• W••••• M••••••••• I•••	Independent wealth	Apr 10, 2008	n/a	yes	HOUSTON, TX	Current employment
O••••• C•••••• M••••••••• I•••	Former SEC adviser	Nov 26, 2013	May 2, 2014	no	HOUSTON, TX\|SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••• C•••••• M••••••••• I•••	n/a	May 2, 2014	n/a	n/a	Departure no registered destination	Departure
G•••••••• F••••••••• I••	A•••••• W••••• M••••••••• I•••	Jul 6, 2006	Apr 10, 2008	644

Relationships

Registered with (4)

→ A•••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Apr 10, 2008 to presentfactForm ADV
→ O••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 26, 2013 to May 2, 2014factForm ADV
→ G•••••••• F••••••••• I••Registered adviserregistration: previous registration
Nov 12, 2004 to Jul 6, 2006factForm ADV
→ I•••• A•••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f67ffa6-32bc-f8c6-2c14-a00e47bb7158
First observed: Jun 7, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.