RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••••••• X••••• M•••
- A•••••• W••••• M••••••••• I••• independent RIA currentsince Apr 10, 2008 · Houston, Tx
- O••••• C•••••• M••••••••• I••• formerNov 26, 2013 to May 2, 2014 · Houston, Tx
- G•••••••• F••••••••• I•• unclassifiedNov 12, 2004 to Jul 6, 2006 · Houston, Tx
- G•••••••• F••••••••• I•• unclassifiedDec 18, 2003 to Nov 11, 2004 · Sugarland, Tx
- I•••• A•••••••• I••• unclassifiedJun 7, 2002 to Jan 29, 2004 · Houston, Tx
- O••••• C•••••• M••••••••• I••• to no registered destinationleft May 2, 2014 · Departure, no registered destination
- G•••••••• F••••••••• I•• to A•••••• W••••• M••••••••• I•••left Jul 6, 2006, registered Apr 10, 2008 (644 days) · Other
- I•••• A•••••••• I••• to G•••••••• F••••••••• I••left Jan 29, 2004, registered Dec 18, 2003 (-42 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address