DFX Intelligence

S••••• T••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

S••••• T••••• B••••••

Advisor at T•• I••••••••• A•••••••• L••

White River Junction, VT | DENVER, CO

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Search this name across graphsid dfx:ria:8f7750a9-daf7-0393-ad5f-be6f0188ac17

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 10, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 30, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• I••••••••• A•••••••• L••	Independent wealth	Aug 23, 2021	n/a	yes	White River Junction, VT\|DENVER, CO	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 8, 2012	Aug 24, 2021	no	NORWICH, VT\|West Lebanon, NH\|Norwich, VT\|Keene, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	T•• I••••••••• A•••••••• L••	Aug 24, 2021	Aug 23, 2021	-1	Firm change	Ibd to new firm
S••••••• I••••••••• A•••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 31, 2011

Relationships

Registered with (4)

→ T•• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 23, 2021 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 8, 2012 to Aug 24, 2021factForm ADV
→ S••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 1, 2007 to Dec 31, 2011factForm ADV
→ I•••••••• A••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f7750a9-daf7-0393-ad5f-be6f0188ac17
First observed: Nov 10, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.