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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

TRG INVESTMENT ADVISORS, LLC

CRD 315629

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f591e3e0-3973-0a93-d6f3-a0ec7db43659

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 4
On other graphs: 0
Observed: Jul 15, 2021 to Jul 1, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $167MItem 5.F on the latest filing (2026-07-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $136M
Private client RAUM: $155MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $27.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 6
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 413
Individual clients: 161
High net worth clients: 80
Custody, client assets: $70.8M
SEC number: 801-122090
CRD: 315629
Filings on the tape: 23
First filed: Jul 15, 2021
Latest filed: Jul 1, 2026
Organised: Limited Liability Company, VT

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BENJAMIN WALKER TAGGARD	n/a	DENVER, CO	5	28	2	no
STEVEN THOMAS BURNETT	n/a	White River Junction, VT \| DENVER, CO	5	22	3	no
Allisyn Lambert	n/a	DENVER, CO	5	20	1	no
Dennis Mark Gambino	n/a	DENVER, CO \| White River Junction , VT	3	13	2	no
Tracey Lynn John	n/a	DENVER, CO	3	23	n/a	no
CLINTON TYLER WOOD	n/a	Burlington, VT \| DENVER, CO	1	33	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RICHARDS INC.	Owner	E	yes	07/2021	Oct 19, 2022	Dec 2, 2024
RICHARDS, EDWARD, A	Member	C	yes	07/2021	Jul 15, 2021	Dec 2, 2024
RICHARDS, PETER, THOMSON	Member	C	yes	07/2021	Jul 15, 2021	Dec 2, 2024
TAGGARD, BENJAMIN, WALKER	CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER	Na	yes	07/2021	Jul 15, 2021	Dec 2, 2024
TAGGARD, BENJAMIN, WALKER	Member	F	no	07/2021	Jul 15, 2021	Dec 2, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RICHARDS INC.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
WEST LEBANON	Nh	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$167M	$136M	6	6	1	n/a	n/a
2024	Mar 3, 2025	$1.1B	$115M	7	7	1	n/a	n/a
2023	Mar 11, 2024	$913M	$91.7M	6	6	1	n/a	n/a
2022	Mar 24, 2023	$741M	$52.6M	7	4	1	n/a	n/a
2021	Mar 1, 2022	$703M	$0	5	4	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$167M	$1.1B	-85.0%	$741M	-39.1%	6	7	2	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	2	Aug 24, 2021	Aug 23, 2021	NORWICH, VT	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (6)

← CLINTON TYLER WOODAdvisorregistration: current employment
Nov 5, 2024 to presentfactForm ADV
← Tracey Lynn JohnAdvisorregistration: current employment
Apr 4, 2023 to presentfactForm ADV
← Dennis Mark GambinoAdvisorregistration: current employment
Feb 14, 2023 to presentfactForm ADV
← STEVEN THOMAS BURNETTAdvisorregistration: current employment
Aug 23, 2021 to presentfactForm ADV
← Allisyn LambertAdvisorregistration: current employment
Aug 23, 2021 to presentfactForm ADV
← BENJAMIN WALKER TAGGARDAdvisorregistration: current employment
Aug 17, 2021 to presentfactForm ADV

Controls (4)

← RICHARDS, PETER, THOMSONOwnerMEMBER, ownership code C, individual
Jul 15, 2021 to Dec 2, 2024factForm ADV
← TAGGARD, BENJAMIN, WALKEROwnerCHIEF COMPLIANCE OFFICER AND MANAGING MEMBER, ownership code NA, individual
Jul 15, 2021 to Dec 2, 2024factForm ADV
← RICHARDS, EDWARD, AOwnerMEMBER, ownership code C, individual
Jul 15, 2021 to Dec 2, 2024factForm ADV
← RICHARDS INC.OwnerOWNER, ownership code E, domestic entity
Oct 19, 2022 to Dec 2, 2024factForm ADV

Owns (1)

← TAGGARD, BENJAMIN, WALKEROwnerMEMBER, ownership code F, individual
Jul 15, 2021 to Dec 2, 2024factForm ADV

Moved with (1)

← CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviser2 advisors, team lift out
Aug 24, 2021 to Aug 23, 2021factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Trg Investment Advisors, Llc reported RAUM $167.1M, down 85% from $1.1B (2026-01-21 to 2026-03-31)
Form ADVobserved 6 days ago
$-947M
Occurred
Jul 15, 2021
First Form ADV filing
Trg Investment Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago
Occurred
Jul 15, 2021
Control person joined
A Edward Richards (Member) appeared on Schedule A of Trg Investment Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Jul 15, 2021
Control person joined
Thomson Peter Richards (Member) appeared on Schedule A of Trg Investment Advisors, Llc
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f591e3e0-3973-0a93-d6f3-a0ec7db43659
First observed: Jul 15, 2021
Last observed: Jul 1, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRG INVESTMENT ADVISORS, LLC

CRD 315629

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f591e3e0-3973-0a93-d6f3-a0ec7db43659

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:39 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BENJAMIN WALKER TAGGARD

n/a

DENVER, CO

STEVEN THOMAS BURNETT

n/a

White River Junction, VT | DENVER, CO

Allisyn Lambert

n/a

DENVER, CO

Dennis Mark Gambino

n/a

DENVER, CO | White River Junction , VT

Tracey Lynn John

n/a

DENVER, CO

n/a

CLINTON TYLER WOOD

n/a

Burlington, VT | DENVER, CO

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RICHARDS INC.

Owner

yes

07/2021

Oct 19, 2022

Dec 2, 2024

RICHARDS, EDWARD, A

Member

yes

07/2021

Jul 15, 2021

Dec 2, 2024

RICHARDS, PETER, THOMSON

Member

yes

07/2021

Jul 15, 2021

Dec 2, 2024

TAGGARD, BENJAMIN, WALKER

CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER

yes

07/2021

Jul 15, 2021

Dec 2, 2024

TAGGARD, BENJAMIN, WALKER

Member

07/2021

Jul 15, 2021

Dec 2, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RICHARDS INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

WEST LEBANON

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$167M

$136M

n/a

2024

Mar 3, 2025

$1.1B

$115M

n/a

2023

Mar 11, 2024

$913M

$91.7M

n/a

2022

Mar 24, 2023

$741M

$52.6M

n/a

2021

Mar 1, 2022

$703M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$167M

$1.1B

-85.0%

$741M

-39.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Aug 24, 2021

Aug 23, 2021

NORWICH, VT

Team lift out

Ibd to new firm

0.1%