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K••••••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

K••••••• B•••••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

WESTLAKE VILLAGE, CA

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Search this name across graphsid dfx:ria:8f7ab8e0-4555-d582-a3a1-a880517c6ff1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 4, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Sep 30, 2021	n/a	yes	WESTLAKE VILLAGE, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Aug 9, 2010	Oct 25, 2021	no	OAK PARK, CA\|SAN LEANDRO, CA\|CHARLOTTE, NC\|SAN LEANDRO, CA\|WESTLAKE VILLAGE, CA\|THOUSAND OAKS, CA\|ENCINO, CA\|LOS ANGELES, CA\|BEVERLY HILLS, CA\|CALABASAS, CA\|WESTLAKE VILLAGE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Oct 25, 2021	Sep 30, 2021	-25	Firm change	Wirehouse to wirehouse
W•••• F•••• I••••••••• L••	W•••• F•••• A•••••••	Aug 10, 2010	Aug 9, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:7691:CA:2021-10-13	Oct 25, 2021	Sep 30, 2021	WESTLAKE VILLAGE, CA	Firm change

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Sep 30, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 9, 2010 to Oct 25, 2021factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Jun 4, 2008 to Aug 10, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f7ab8e0-4555-d582-a3a1-a880517c6ff1
First observed: Jun 4, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.