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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Alexander Wren Reuben

Advisor at LPL FINANCIAL LLC

TORRANCE, CA

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Search this name across graphsid dfx:ria:8f88a025-41c7-fa48-8cff-60a376cb93ed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 29, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 27, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 27, 2015
First registration: Oct 29, 2015
Dual registered: yes, broker-dealer
Other names: Alex Reuben|Alexander W Reuben|Alexander Reuben
IAPD individual key: 5652526

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 2, 2019	n/a	yes	TORRANCE, CA	Current employment
EDWARD JONES	National bd RIA	Sep 25, 2017	Oct 4, 2019	no	TORRANCE, CA\|Rolling Hills Estate, CA\|ST LOUIS, MO	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Feb 4, 2016	Jul 12, 2017	no	BEVERLY HILLS, CA\|LOS ANGELES, CA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Oct 29, 2015	Jan 14, 2016	no	TORRANCE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	LPL FINANCIAL LLC	Oct 4, 2019	Oct 2, 2019	-2	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	EDWARD JONES	Jul 12, 2017	Sep 25, 2017	75	Firm change	Wirehouse to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	J.P. MORGAN SECURITIES LLC	Jan 14, 2016	Feb 4, 2016	21	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 2, 2019 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Sep 25, 2017 to Oct 4, 2019factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Feb 4, 2016 to Jul 12, 2017factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Oct 29, 2015 to Jan 14, 2016factForm ADV

Dated events

No dated event names this entity yet.