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Registered advisor
A•••••••• W••• R•••••
Feed of 09/14/2026
Also filed as Alex R•••••
At current firm
6 y
since Oct 2, 2019
In the industry
10 y
since Oct 27, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Oct 2, 2019 · Torrance, Ca
- E••••• J•••• national BDSep 25, 2017 to Oct 4, 2019 · Torrance, Ca
- J••• M••••• S••••••••• L•• wirehouseFeb 4, 2016 to Jul 12, 2017 · Beverly Hills, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedOct 29, 2015 to Jan 14, 2016 · Torrance, Ca
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to L•• F•••••••• L••left Oct 4, 2019, registered Oct 2, 2019 (-2 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to E••••• J••••left Jul 12, 2017, registered Sep 25, 2017 (75 days) · Wirehouse to affiliated broker-dealer or bank
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to J••• M••••• S••••••••• L••left Jan 14, 2016, registered Feb 4, 2016 (21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address