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C•••• M••••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst19 years in industry

C•••• M••••••• A••••

Advisor at H••••• W••••• M•••••••••

LAFAYETTE, CA | Mt. Pleasant, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8fa85030-fd91-f925-045b-52b2b4f97443

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 4, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 27, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• W••••• M•••••••••	Independent wealth	Sep 3, 2025	n/a	yes	Mt. Pleasant, SC\|LAFAYETTE, CA	Current employment
H••••• A••••••• L••	Independent wealth	Jun 1, 2023	Aug 18, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• A••••••• L••	H••••• W••••• M•••••••••	Aug 18, 2025	Sep 3, 2025	16	Firm change	RIA to new firm
H••••••• W••••• P•••••••	H••••• A••••••• L••	Jul 29, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
282356:338134:WA:2025-08-18	Aug 18, 2025	Sep 3, 2025	VANCOUVER, WA	Firm change
284712:282356:CA:2022-07-21	Jul 29, 2022	Jun 1, 2023	SHERMAN OAKS, CA	Firm change
104839:284712:CA:2016-09-14	Sep 14, 2016	Sep 15, 2016	WOODLAND HILLS, CA	Firm change

Relationships

Registered with (4)

→ H••••• W••••• M•••••••••Registered adviserregistration: current employment
Sep 3, 2025 to presentfactForm ADV
→ H••••• A••••••• L••Registered adviserregistration: previous registration
Jun 1, 2023 to Aug 18, 2025factForm ADV
→ H••••••• W••••• P•••••••Registered adviserregistration: previous registration
Sep 15, 2016 to Jul 29, 2022factForm ADV
→ C••••••••• • R••• I••

Dated events

Occurred
Aug 18, 2025
Advisor changed firm
C•••• M••••••• A•••• left H••••• A••••••• L•• for H••••• W••••• M••••••••• (registered 2025-09-03)
Form ADVobserved 7 days ago
Occurred
Jul 29, 2022
Advisor changed firm
C•••• M••••••• A•••• left H••••••• W••••• P••••••• for H••••• A••••••• L•• (registered 2023-06-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8fa85030-fd91-f925-045b-52b2b4f97443
First observed: Feb 4, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.