DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• M••••••• A••••

H••••• W••••• M•••••••••independent RIALafayette, Ca IA-onlyIAPD 5216207

Chartered Financial Analyst

Feed of 09/15/2026

Also filed as C•••• A••••

At current firm

1 y

since Sep 3, 2025

In the industry

19 y

since Dec 27, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H••••• W••••• M••••••••• independent RIA current
since Sep 3, 2025 · Mt. Pleasant, Sc
H••••• A••••••• L•• independent RIA
Jun 1, 2023 to Aug 18, 2025 · Vancouver, Wa
H••••••• W••••• P••••••• independent RIA
Sep 15, 2016 to Jul 29, 2022 · Sherman Oaks, Ca
C••••••••• • R••• I•• former
Feb 4, 2014 to Sep 14, 2016 · Woodland Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

H••••• A••••••• L•• to H••••• W••••• M•••••••••
left Aug 18, 2025, registered Sep 3, 2025 (16 days) · RIA to a newly registered adviser · moved with a team
H••••••• W••••• P••••••• to H••••• A••••••• L••
left Jul 29, 2022, registered Jun 1, 2023 (307 days) · RIA to RIA · moved with a team
C••••••••• • R••• I•• to H••••••• W••••• P•••••••
left Sep 14, 2016, registered Sep 15, 2016 (1 days) · Other · moved with a team

Signals

C•••• M••••••• A•••• left H••••• A••••••• L•• for H••••• W••••• M••••••••• (registered 2025-09-03)
Aug 18, 2025 · Advisor changed firm · fact
C•••• M••••••• A•••• left H••••••• W••••• P••••••• for H••••• A••••••• L•• (registered 2023-06-01)
Jul 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address