DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•••••••• F•••••••• S•••••••
LOS ANGELES, CA | CYPRESS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••••• F•••••••• S••••••• | Independent wealth | May 13, 2024 | n/a | yes | LOS ANGELES, CA|CYPRESS, CA | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jun 1, 2017 | May 14, 2024 | no | ROLLING HILLS ESTATES, CA|ROLLING HILLS ESTATES, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | P•••••••• F•••••••• S••••••• | May 14, 2024 | May 13, 2024 | -1 | Firm change | Wirehouse to RIA |
| W•••• F•••• A••••••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Jun 7, 2017 | Jun 1, 2017 |
| W•••• F•••• A••••••• | Wirehouse | Jan 3, 2011 | Jun 7, 2017 | no | BELLFLOWER, CA|LONG BEACH, CA|EL SEGUNDO, CA|LONG BEACH, CA|PARAMOUNT, CA|BELLFLOWER, CA|PARAMOUNT, CA|LONG BEACH, CA|EL SEGUNDO, CA | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Jan 27, 2006 | Jan 3, 2011 | no | NORWALK, CA|LOS ANGELES, CA|BELLFLOWER, CA|NORWALK, CA | Previous registration |
| -6 |
| Firm change |
| Wirehouse to wirehouse |
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |