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Advisor at ELLSWORTH ADVISORS, LLC
HUDSON, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ELLSWORTH ADVISORS, LLC | Independent wealth | Oct 8, 2018 | n/a | yes | HUDSON, OH | Current employment |
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Jan 9, 2015 | Oct 2, 2018 | no | HUDSON, OH|HUDSON, OH | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 9, 2015 | Oct 12, 2018 | no | HUDSON, OH|HUBBARD, OH|HUDSON, OH|CORTLAND, OH | Previous registration |
| MORGAN STANLEY | Wirehouse | Oct 4, 2010 | Jan 23, 2015 | no | BEACHWOOD, OH|HUDSON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | ELLSWORTH ADVISORS, LLC | Oct 12, 2018 | Oct 8, 2018 | -4 | Firm change | RIA to new firm |
| STRATOS WEALTH PARTNERS, LTD | LPL FINANCIAL LLC | Oct 2, 2018 | Jan 9, 2015 | -1,362 | Firm change after gap | Other |
| MORGAN STANLEY | STRATOS WEALTH PARTNERS, LTD | Jan 23, 2015 | Jan 9, 2015 | -14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:153184:OH:2015-01-20 | Jan 23, 2015 | Jan 9, 2015 | HUDSON, OH | Firm change |