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CRD 297464
HUDSON, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| Timothy Banks Clepper | n/a | HUDSON, OH | 8 | 28 | 4 | no |
| Cameron Shields Miele | n/a | HUDSON, OH | 8 | 16 | n/a | no |
| KELLY MICHAEL KUENNEN | Certified Financial Planner | HUDSON, OH | 7 | 32 | 5 | no |
| BRETT DAVID BASKIN | Certified Financial Planner | HUDSON, OH | 7 | 11 | 2 | no |
| MICHAEL MAXWELL SCHINDLER | n/a | HUDSON, OH | 7 | 15 | 3 | no |
| MICHELLE MARIE SCHWAB | n/a | HUDSON, OH | 7 | 25 | 3 | no |
| JOHN LEO DUGAN | n/a | HUDSON, OH | CHARLESTON, SC | 6 | 12 | n/a | no |
| Christopher George Ameen | n/a | HUDSON, OH | 6 | 10 | n/a | no |
| PATRICK AARON JUSTICE | Certified Financial Planner | HUDSON, OH | 5 | 15 | 1 | no |
| Kelly Orris | n/a | HUDSON, OH | 5 | 10 | n/a | no |
| DAVID JOHN JAKUBOWSKI | n/a | HUDSON, OH | 4 | 30 | 2 | no |
| CHRISTOPHER MICHAEL PRADO | n/a | HUDSON, OH | 2 | 28 | 4 | no |
| CADE THOMAS TONOZZI | n/a | HUDSON, OH | 1 | 11 | n/a | no |
| DEREK N SPENCER | n/a | HUDSON, OH | 0 | 11 | 2 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| SAINTS & ANGELS SCALLOPING COMPANY, | n/a | $5.0M | Feb 23, 2026 | 31 | Feb 23, 2026 | reported | n/a |
| GDP INVESTMENT PARTNERS, LLC | Private Equity Fund | $4.9M | Feb 23, 2026 | 43 | Nov 15, 2022 | reported | n/a |
| TORSION GROUP PARTNERS, LLC | Private Equity Fund | $4.9M | Feb 23, 2026 | 44 | Dec 20, 2021 | reported | n/a |
| BUCKEYE SCALLOPING COMPANY, LLC | n/a | $4.5M | Feb 23, 2026 | 29 | Feb 23, 2026 | reported | n/a |
| CHATHAM SCALLOPING COMPANY | Private Equity Fund | $3.4M | Feb 23, 2026 | 19 | Mar 23, 2022 | reported | n/a |
| LIGIA PEREIRA SCALLOPING COMPANY, LLC | n/a | $2.5M | Feb 23, 2026 | 29 | Feb 23, 2026 | reported | n/a |
| FCP INVESTMENT PARTNERS II, LLC | Private Equity Fund | $2.3M | Feb 23, 2026 | 48 | Oct 31, 2024 | reported | n/a |
| FCP INVESTMENT PARTNERS, LLC | n/a | $2.2M | Feb 23, 2026 | 37 | Feb 23, 2026 | reported | n/a |
| SILCA INVESTMENT PARTNERS, LLC | Private Equity Fund | $1.0M | Feb 23, 2026 | 13 | Nov 26, 2024 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BASKIN, BRETT, DAVID | Director | Na | yes | 01/2025 | Feb 23, 2026 | Feb 23, 2026 |
| Clepper, Timothy, Banks | MANAGING PARTNER | Na | yes | 04/2018 | Feb 23, 2026 | Feb 23, 2026 |
| ELLSWORTH ADVISORS HOLDINGS, LLC | Member | E | yes | 04/2018 | Feb 23, 2026 | Feb 23, 2026 |
| JUSTICE, PATRICK, AARON | MANAGING DIRECTOR | Na | yes | 01/2025 | Feb 23, 2026 | Feb 23, 2026 |
| KUENNEN, KELLY, MICHAEL | President | Na | yes | 09/2018 | Feb 23, 2026 | Feb 23, 2026 |
| Miele, Cameron, Shields | MANAGING DIRECTOR | Na | yes | 04/2018 | Feb 23, 2026 | Feb 23, 2026 |
| SCHINDLER, MICHAEL, MAXWELL | MANAGING DIRECTOR | Na | yes | 03/2021 | Feb 23, 2026 | Feb 23, 2026 |
| SCHWAB, MICHELLE, MARIE | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2018 | Feb 23, 2026 | Feb 23, 2026 |
| Kaulig, Matthew, John | Member | E | yes | 04/2018 | Jun 18, 2018 | Nov 26, 2024 |
| Martin, Paul, A | CHIEF FINANCIAL OFFICER | Na | no | 11/2018 | Feb 23, 2026 | Feb 23, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CAMERON SHEILDS MIELE | n/a | n/a | n/a | Y | yes | n/a |
| GEORGETOWN INVESTMENT MANAGER. LLC | n/a | n/a | n/a | Y | yes | n/a |
| GEORGETOWN INVESTMENT MANAGER. LLC | n/a | n/a | n/a | Y | yes | n/a |
| MATTHEW JOHN KAULIG | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Hudson | Oh | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 23, 2026 | $1.4B | $1.4B | 16 | 11 | 2 | 9 | n/a |
| 2024 | Feb 28, 2025 | $1.2B | $1.2B | 16 | 11 | 2 | 8 | n/a |
| 2023 | Mar 7, 2024 | $641M | $641M | 13 | 10 | 2 | 3 | $13.3M |
| 2022 | Mar 13, 2023 | $777M | $776M | 13 | 10 | 1 | 3 | $13.3M |
| 2021 | Mar 23, 2022 | $711M | $710M | 12 | 9 | 1 | 2 | $7.6M |
| 2020 | Mar 19, 2021 | $562M | $560M | 12 | 8 | 0 | n/a | n/a |
| 2019 | Mar 5, 2020 | $386M | $385M | 11 | 5 | 1 | n/a | n/a |
| 2018 | Feb 15, 2019 | $253M | $253M | 9 | 5 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.4B | $1.2B | 18.6% | $777M | 21.9% | 16 | 16 | 2 | 2 |