DFX Intelligence

J•••• H•••••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor46 years in industry

J•••• H•••••••• D•••••

Advisor at S••••• F•••••••• W••••• A•••••••

LAFAYETTE, LA | GULFPORT, MS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 29, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F•••••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F•••••••• W••••• A•••••••	Independent wealth	Apr 28, 2025	n/a	yes	GULFPORT, MS\|LAFAYETTE, LA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jun 29, 2012	May 5, 2025	no	LAFAYETTE, LA\|LAFAYETTE, LA\|BILOXI, MS\|LAFAYETTE, LA\|ST. LOUIS, MO\|BILOXI, MS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S••••• F•••••••• W••••• A•••••••	May 5, 2025	Apr 28, 2025	-7	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ S••••• F•••••••• W••••• A•••••••Registered adviserregistration: current employment
Apr 28, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 29, 2012 to May 5, 2025factForm ADV

Dated events

Occurred
May 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 29, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.