S••• G•••••

Advisor at W•••• F•••• A•••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8fdcfa16-9234-fee6-6f4e-a8adf792446b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 14, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 21, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Apr 6, 2026	n/a	yes	ST. LOUIS, MO\|ROSEVILLE, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	May 3, 2016	n/a	yes	ROSEVILLE, CA\|LINCOLN, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• A•••••••	W•••• F•••• A•••••••	May 31, 2016	May 3, 2016	-28	Firm change	Other
U••• B•••••• I••••••••• I•••	S••••••• F•••••••• A•••••••	Apr 21, 2015	Nov 30, 2015

Relationships

Registered with (6)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Apr 6, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: current employment
May 3, 2016 to presentfactForm ADV
→ S••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Nov 30, 2015 to May 31, 2016factForm ADV
→ U••• B•••••• I••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8fdcfa16-9234-fee6-6f4e-a8adf792446b
First observed: Oct 14, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.