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Advisor at ASPIRIANT, LLC
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASPIRIANT, LLC | Independent wealth | Apr 1, 2016 | n/a | yes | LOS ANGELES, CA|LOS ANGELES, CA | Current employment |
| THE GLOWACKI GROUP, LLC | Former SEC adviser | Jul 7, 2014 | Apr 1, 2016 | no | LOS ANGELES, CA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Feb 6, 2008 | Dec 13, 2013 | no | Phoenix, AZ|PHOENIX, AZ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 22, 2005 | Jan 23, 2008 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE GLOWACKI GROUP, LLC | ASPIRIANT, LLC | Apr 1, 2016 | Apr 1, 2016 | 0 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | THE GLOWACKI GROUP, LLC | Dec 13, 2013 | Jul 7, 2014 | 206 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHARLES SCHWAB & CO., INC. | Jan 23, 2008 | Feb 6, 2008 | 14 | Firm change | Wirehouse to ibd |