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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

Peter Jonathan Tartaro

Advisor at CETERA INVESTMENT ADVISERS LLC

CHASKA, MN | ST PAUL, MN

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Search this name across graphsid dfx:ria:8ff1abbf-ad31-6b84-979d-6e785e4f21e7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 11, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 6, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 6, 2007
First registration: May 11, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 4614795

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 10, 2023	n/a	yes	ST PAUL, MN\|CHASKA, MN	Current employment
CRI SECURITIES, LLC	Former SEC adviser	May 17, 2018	Nov 8, 2021	no	ST PAUL, MN	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	May 17, 2018	Aug 10, 2023	no	ST. PAUL, MN	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 26, 2011	Apr 6, 2018	no	MINNEAPOLIS, MN\|Minneapolis, MN	Previous registration
OSAIC FA, INC.	Former SEC adviser	Jun 2, 2010	Apr 18, 2011	no	EDINA, MN	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	May 11, 2009	Apr 22, 2010	no	BLOOMINGTON, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURIAN FINANCIAL SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Aug 10, 2023	Aug 10, 2023	0	Bulk transfer	RIA to ibd
CRI SECURITIES, LLC	SECURIAN FINANCIAL SERVICES, INC.	Nov 8, 2021	May 17, 2018	-1,271	Channel change	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	CRI SECURITIES, LLC	Apr 6, 2018	May 17, 2018	41	Firm change	Ibd to ibd
OSAIC FA, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 18, 2011	Apr 26, 2011	8	Firm change	Other
FIRST COMMAND FINANCIAL PLANNING, INC.	OSAIC FA, INC.	Apr 22, 2010	Jun 2, 2010	41	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
22589:15296:MN:2021-11-04	Nov 8, 2021	May 17, 2018	ST PAUL, MN	Firm change after gap

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Aug 10, 2023 to presentfactForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 17, 2018 to Aug 10, 2023factForm ADV
→ CRI SECURITIES, LLCRegistered adviserregistration: previous registration
May 17, 2018 to Nov 8, 2021factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 26, 2011 to Apr 6, 2018factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Jun 2, 2010 to Apr 18, 2011factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
May 11, 2009 to Apr 22, 2010factForm ADV

Dated events

No dated event names this entity yet.