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Advisor at J.P. MORGAN SECURITIES LLC
AURORA, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jan 23, 2025 | n/a | yes | AURORA, CO|AURORA, CO|AURORA, CO|AURORA, CO | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 19, 2023 | Oct 14, 2024 | no | PARKER, CO|ARVADA, CO|COMMERCE CITY, CO|CENTENNIAL, CO|ARVADA, CO|CENTENNIAL, CO|CENTENNIAL, CO|DENVER, CO|PARKER, CO | Previous registration |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Former SEC adviser | Jul 26, 2022 | Jul 19, 2023 | no | CENTENNIAL, CO|ARVADA, CO|ARVADA, CO|CENTENNIAL, CO|COMMERCE CITY, CO|CENTENNIAL, CO|PARKER, CO|Denver, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | J.P. MORGAN SECURITIES LLC | Oct 14, 2024 | Jan 23, 2025 | 101 | Firm change | Ibd to wirehouse |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | LPL FINANCIAL LLC | Jul 19, 2023 | Jul 19, 2023 | 0 | Bulk transfer | Ibd to ibd |