Y••••••• H••••

Advisor at U•• F•••••••• S••••••• I•••

Berkeley, CA | SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:900112b4-b499-c513-12b1-2ac180bb12ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 12, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Nov 1, 2019	n/a	yes	SAN FRANCISCO, CA\|Berkeley, CA	Current employment
M••••• S••••••	Wirehouse	Oct 28, 2015	Jun 14, 2019	no	San Francisco, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	U•• F•••••••• S••••••• I•••	Jun 14, 2019	Nov 1, 2019	140	Firm change	Wirehouse to wirehouse
C••••• S••••• S••••••••• •••• L••	M••••• S••••••	Nov 13, 2015	Oct 28, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
816:149777:CA:2015-11-11	Nov 13, 2015	Oct 28, 2015	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (3)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Feb 13, 2013 to Jul 2, 2014factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 28, 2015 to Jun 14, 2019factForm ADV
→ C••••• S••••• S••••••••• •••• L••Registered adviserregistration: previous registration
Jul 31, 2014 to Nov 13, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:900112b4-b499-c513-12b1-2ac180bb12ec
First observed: Feb 13, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.