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CRD 296631
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| PEARLMARK MEZZANINE REALTY PARTNERS V, L.P. | Real Estate Fund | $184M | May 6, 2024 | 110 | Mar 16, 2021 | reported | 021-387091 |
| PEARLMARK EQUITY PARTNERS II, L.P. | Real Estate Fund | $178M | May 6, 2024 | 16 | Apr 21, 2023 | reported | n/a |
| PEARLMARK MEZZANINE REALTY PARTNERS IV, L.P. | Real Estate Fund | $6.7M | May 6, 2024 | 61 | Jul 18, 2017 | reported | 021-243011 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ASSICURAZIONI GENERALI S.P.A | Shareholder | E | yes | 04/2024 | Apr 16, 2024 | May 6, 2024 |
| BRADFORD, LINWOOD, EARLE | CHAIR OF THE BOARD | Na | yes | 03/2023 | Apr 21, 2023 | May 6, 2024 |
| CONNING & COMPANY | Shareholder | D | yes | 03/2023 | Apr 21, 2023 | May 6, 2024 |
| CONNING HOLDINGS CORP | Shareholder | E | yes | 03/2023 | Apr 21, 2023 | May 6, 2024 |
| CONNING HOLDINGS LIMITED | Shareholder | E | yes | 03/2023 | Apr 21, 2023 | May 6, 2024 |
| CONNING U.S. HOLDINGS, INC. | Shareholder | E | yes | 03/2023 | Apr 21, 2023 | May 6, 2024 |
| GENERALI INVESTMENTS HOLDING S.P.A | Shareholder | E | yes | 04/2024 | Apr 16, 2024 | May 6, 2024 |
| LEE, JUNG, WON | Boardmember | Na | yes | 03/2023 | Apr 21, 2023 | May 6, 2024 |
| LYONS, DOUGLAS, WECHSLER | MANAGING PRINCIPAL | Na | yes | 10/2014 | Jun 28, 2022 | May 6, 2024 |
| PEARCE, ROBERT, STEDMAN | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2023 | Apr 21, 2023 | May 6, 2024 |
| PEARLMARK REAL ESTATE, L.L.C. | SOLE MEMBER | E | yes | 10/2014 | Jun 28, 2022 | May 6, 2024 |
| QUAZZO, STEPHEN, RENATO | CHIEF EXECUTIVE OFFICER | Na | yes | 10/2014 | Jun 28, 2022 | May 6, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CONNING, INC. | n/a | Institutional manager | $107B | N | yes | n/a |
| OCTAGON CREDIT INVESTORS, LLC | n/a | Asset manager | $35B | N | yes | n/a |
| GLOBAL EVOLUTION USA, LLC | n/a | Asset manager | $1.2B | N | yes | n/a |
| GOODWIN CAPITAL ADVISERS, INC. | n/a | Institutional manager | $987M | N | yes | n/a |
| CONNING INVESTMENT PRODUCTS, INC. | n/a | Institutional manager | $572M | N | yes | n/a |
| CONNING ASIA PACIFIC LIMITED (HONG KONG) | n/a | n/a | n/a | N | yes | n/a |
| CONNING ASSET MANAGEMENT LTD. (UK) | n/a | n/a | n/a | N | yes | n/a |
| GLOBAL EVOLUTION ASSET MANAGEMENT A/S | n/a | n/a | n/a | N | yes | n/a |
| GLOBAL EVOLUTION FUND MANAGEMENT SINGAPORE, PTE. LTD. | n/a | n/a | n/a | N | yes | n/a |
| GLOBAL EVOLUTION MANCO SA | n/a | n/a | n/a | N | yes | n/a |
| OCTAGON CREDIT OPPORTUNITIES GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| OCTAGON FUNDS GP III LLC | n/a | n/a | n/a | N | yes | n/a |
| OCTAGON FUNDS GP LLC | n/a | n/a | n/a | N | yes | n/a |
| OCTAGON FUNDS II GP LLC | n/a | n/a | n/a | N | yes | n/a |
| PEARLMARK MEZZANINE REALTY PARTNERS GP IV, L.L.C. | n/a | n/a | n/a | N | yes | n/a |
| PEARLMARK MEZZANINE REALTY PARTNERS GP V, L.L.C. | n/a | n/a | n/a | N | yes | n/a |
| PEARLMARK REAL ESTATE SERVICES, L.L.C. | n/a | n/a | n/a | N | yes | n/a |
| PEARLMARK REAL ESTATE, L.L.C. | n/a | n/a | n/a | Y | no | n/a |
| PEP GP I, L.L.C. | n/a | n/a | n/a | N | yes | n/a |
| PEP GP II, L.L.C. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 2 | yes |
| Irvine | CA | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $1.9B | $1.9B | 34 | 34 | 1 | 5 | n/a |
| 2024 | Mar 28, 2025 | $1.0B | $1.0B | 27 | 27 | 3 | 4 | n/a |
| 2023 | Mar 27, 2024 | $477M | $477M | 26 | 24 | 3 | 3 | $368M |
| 2022 | Mar 8, 2023 | $245M | $245M | 22 | 20 | 3 | 2 | $241M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.9B | $1.0B | 83.3% | $245M | 98.2% | 34 | 27 | 1 | 3 |