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CRD 155336
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| OCTAGON SENIOR SECURED CREDIT MASTER FUND LTD. | Other Private Fund | $1.1B | Oct 4, 2024 | 82 | Mar 30, 2012 | reported | 021-174687 |
| OCTAGON INVESTMENT PARTNERS 25, LTD. | Securitized Asset Fund | $905M | Jan 6, 2021 | 23 | Mar 29, 2016 | dropped | n/a |
| OCTAGON 64, LTD. | Securitized Asset Fund | $847M | Oct 4, 2024 | 3 | Mar 29, 2016 | reported | n/a |
| BANDERA STRATEGIC CREDIT PARTNERS II, LP | Other Private Fund | $810M | Oct 4, 2024 | 2 | Mar 28, 2019 | reported | 021-226238 |
| OCTAGON INVESTMENT PARTNERS XXI, LTD. | Securitized Asset Fund | $735M | Oct 4, 2024 | 4 | Mar 30, 2015 | reported | n/a |
| OCTAGON INVESTMENT PARTNERS 28, LTD. | Securitized Asset Fund | $688M | Oct 4, 2024 | 2 | Mar 30, 2017 | reported | n/a |
| OCTAGON INVESTMENT PARTNERS 18-R, LTD. | Securitized Asset Fund | $680M | Oct 4, 2024 | 6 | Mar 31, 2014 | reported | n/a |
| OCTAGON INVESTMENT PARTNERS XXII, LTD. | Securitized Asset Fund | $645M | Oct 4, 2024 | 5 | Mar 30, 2015 | reported | n/a |
| OCTAGON INVESTMENT PARTNERS 45, LTD. | Securitized Asset Fund | $643M | Oct 4, 2024 | 6 | Mar 17, 2020 | reported | n/a |
| OCTAGON INVESTMENT PARTNERS 38, LTD. | Securitized Asset Fund | $634M | Oct 4, 2024 | 3 | Mar 28, 2019 | reported | n/a |
| OCTAGON 58, LTD. | Securitized Asset Fund | $602M | Oct 4, 2024 | 7 | Mar 22, 2022 | reported | n/a |
| OCTAGON INVESTMENT PARTNERS 39, LTD. | Securitized Asset Fund | $592M | Oct 4, 2024 | 8 | Mar 28, 2019 | reported | n/a |
| OCTAGON INVESTMENT PARTNERS 40, LTD. | Securitized Asset Fund | $590M | Oct 4, 2024 | 3 | Mar 28, 2019 | reported | n/a |
| OCTAGON INVESTMENT PARTNERS 37, LTD. | Securitized Asset Fund | $585M | Oct 4, 2024 | 7 | Mar 29, 2018 | reported | n/a |
| OCTAGON INVESTMENT PARTNERS XIV, LTD. | Securitized Asset Fund | $583M | Oct 4, 2024 | 4 | Mar 28, 2013 | reported | n/a |
| OCTAGON INVESTMENT PARTNERS XXIII, LTD. | Securitized Asset Fund | $575M | Nov 14, 2021 | 4 | Mar 30, 2015 | dropped | n/a |
| OCTAGON INVESTMENT PARTNERS 30, LTD. | Securitized Asset Fund | $564M | Oct 4, 2024 | 5 | Mar 30, 2017 | reported | n/a |
| OCTAGON 66, LTD. | Securitized Asset Fund | $551M | Oct 4, 2024 | 2 | Mar 20, 2023 | reported | n/a |
| OCTAGON 52, LTD. | Securitized Asset Fund | $548M | Oct 4, 2024 | 1 | Mar 22, 2022 | reported | n/a |
| OCTAGON INVESTMENT PARTNERS 48, LTD. | Securitized Asset Fund | $501M | Oct 4, 2024 | 2 | Mar 19, 2021 | reported | n/a |
| OCTAGON 67, LTD. | Securitized Asset Fund | $501M | Oct 4, 2024 | 2 | Mar 20, 2023 | reported | n/a |
| OCTAGON 60, LTD. | Securitized Asset Fund | $501M | Oct 4, 2024 | 3 | Mar 22, 2022 | reported | n/a |
| OCTAGON 62, LTD. | Securitized Asset Fund | $500M | Oct 4, 2024 | 2 | Mar 20, 2023 | reported | n/a |
| OCTAGON 51, LTD. | Securitized Asset Fund | $500M | Oct 4, 2024 | 6 | Mar 19, 2021 | reported | n/a |
| OCTAGON 59, LTD. | Securitized Asset Fund | $499M | Oct 4, 2024 | 2 | Mar 20, 2023 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Adar, Amy, Semiha | CHIEF FINANCIAL OFFICER | Na | yes | 01/2023 | Jan 23, 2023 | Oct 4, 2024 |
| ASSICURAZIONI GENERALI S.P.A. | Shareholder | E | yes | 04/2024 | Apr 17, 2024 | Oct 4, 2024 |
| Boger, Maegan, Gallagher | HEAD OF TRADING AND CAPITAL MARKETS, HEAD OF STRATEGIC INITIATIVES | Na | yes | 01/2024 | Mar 17, 2020 | Oct 4, 2024 |
| BRADFORD, LINWOOD, EARLE | CHAIRMAN / BOARD MEMBER | Na | yes | 02/2016 | Feb 10, 2016 | Oct 4, 2024 |
| CONNING & COMPANY | Member | E | yes | 02/2016 | Feb 10, 2016 | Oct 4, 2024 |
| CONNING HOLDINGS CORP | Shareholder | E | yes | 02/2016 | Feb 10, 2016 | Oct 4, 2024 |
| CONNING HOLDINGS LIMITED | Shareholder | E | yes | 02/2016 | Feb 10, 2016 | Oct 4, 2024 |
| CONNING U.S. HOLDINGS, INC. | Shareholder | E | yes | 02/2016 | Feb 10, 2016 | Oct 4, 2024 |
| DORMENT, GEOFFREY, CUNNIFF | GENERAL COUNSEL | Na | yes | 05/2017 | Mar 29, 2018 | Oct 4, 2024 |
| DUDZIK, JOHN, ANDREW | MANAGING DIRECTOR - BUSINESS & PRODUCT DEVELOPMENT | Na | yes | 04/2011 | Dec 19, 2011 | Oct 4, 2024 |
| GENERALI INVESTMENTS HOLDING S.P.A. | Shareholder | E | yes | 04/2024 | Apr 17, 2024 | Oct 4, 2024 |
| GLEASON, SEAN, MICHAEL | PORTFOLIO MANAGER | Na | yes | 04/2020 | Apr 29, 2020 | Oct 4, 2024 |
| GORDON, ANDREW, DAVID | EXECUTIVE CHAIR, BOARD MEMBER | Na | yes | 01/2024 | Dec 19, 2011 | Oct 4, 2024 |
| HARTZBAND, MERYL, DEBORAH | BOARD MEMBER | Na | yes | 10/2021 | Nov 14, 2021 | Oct 4, 2024 |
| JULIAN, MARGARET, ANNE | CHIEF RISK OFFICER, CHIEF COMPLIANCE OFFICER | Na | yes | 01/2024 | Jan 30, 2015 | Oct 4, 2024 |
| LAW, LAUREN, KRISTEN | SENIOR PORTFOLIO MANAGER | Na | yes | 01/2024 | Mar 29, 2018 | Oct 4, 2024 |
| LEE, JUNG, WON | BOARD MEMBER | Na | yes | 02/2016 | Feb 10, 2016 | Oct 4, 2024 |
| MCDERMOTT, DOUGLAS, JOHN | CHIEF OPERATING OFFICER, HEAD OF INVESTOR SOLUTIONS | Na | yes | 01/2024 | Jan 2, 2024 | Oct 4, 2024 |
| MOHR, GRETCHEN, MAE | CHIEF EXECUTIVE OFFICER, BOARD MEMBER | Na | yes | 01/2024 | Sep 24, 2013 | Oct 4, 2024 |
| NECHAMKIN, MICHAEL, BENNETT | CIO, SR PORTFOLIO MANAGER, AND BOARD MEMBER | Na | yes | 12/2003 | Dec 19, 2011 | Oct 4, 2024 |
| SEGA, RICHARD, LOUIS | BOARD MEMBER | Na | yes | 02/2016 | Feb 10, 2016 | Oct 4, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CONNING, INC. | n/a | Institutional manager | $107B | N | yes | n/a |
| PREP INVESTMENT ADVISERS, L.L.C. | n/a | Asset manager | $1.9B | N | yes | n/a |
| GLOBAL EVOLUTION USA, LLC | n/a | Asset manager | $1.2B | N | yes | n/a |
| GOODWIN CAPITAL ADVISERS, INC. | n/a | Institutional manager | $987M | N | yes | n/a |
| CONNING INVESTMENT PRODUCTS, INC. | n/a | Institutional manager | $572M | N | yes | n/a |
| CONNING ASIA PACIFIC LIMITED (HONG KONG) | n/a | n/a | n/a | N | yes | n/a |
| CONNING ASSET MANAGEMENT LTD. (UK) | n/a | n/a | n/a | N | yes | n/a |
| GLOBAL EVOLUTION ASSET MANAGEMENT A/S | n/a | n/a | n/a | N | yes | n/a |
| GLOBAL EVOLUTION MANCO SA | n/a | n/a | n/a | N | yes | n/a |
| OCTAGON CREDIT OPPORTUNITIES GP, LLC | n/a | n/a | n/a | Y | yes | n/a |
| OCTAGON FUNDS GP II LLC | n/a | n/a | n/a | Y | yes | n/a |
| OCTAGON FUNDS GP III LLC | n/a | n/a | n/a | Y | yes | n/a |
| OCTAGON FUNDS GP LLC | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $35B | $35B | 100 | 43 | 0 | 59 | n/a |
| 2024 | Apr 21, 2025 | $34B | $34B | 92 | 42 | 0 | 66 | n/a |
| 2023 | Mar 22, 2024 | $35B | $35B | 86 | 41 | 0 | 63 | $30B |
| 2022 | Mar 20, 2023 | $34B | $34B | 81 | 39 | 0 | 58 | $28B |
| 2021 | Mar 22, 2022 | $31B | $31B | 83 | 39 | 0 | 52 | $25B |
| 2020 | Mar 19, 2021 | $27B | $27B | 75 | 36 | 0 | 44 | $22B |
| 2019 | Mar 17, 2020 | $26B | $26B | 68 | 30 | 0 | 43 | $21B |
| 2018 | Mar 28, 2019 | $22B | $22B | 67 | 29 | 0 | 37 | $18B |
| 2017 | Mar 29, 2018 | $19B | $19B | 60 | 28 | 0 | 36 | $15B |
| 2016 | Mar 30, 2017 | $16B | $15B | 54 | 26 | n/a | 29 | $13B |
| 2015 | Mar 29, 2016 | $13B | $12B | 49 | 26 | n/a | 25 | $11B |
| 2014 | Mar 30, 2015 | $11B | $10B | 45 | 22 | n/a | 23 | $9.0B |
| 2013 | Mar 31, 2014 | $8.2B | $7.2B | 37 | 18 | n/a | 15 | $6.0B |
| 2012 | Mar 28, 2013 | $6.0B | $5.0B | 32 | 16 | n/a | 14 | $4.6B |
| 2011 | Mar 30, 2012 | $5.0B | $4.1B | n/a | n/a | n/a | 11 | $3.5B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $35B | $34B | 2.3% | $34B | 0.7% | 100 | 92 | 0 | 0 |