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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

COMMONWEALTH ADVISORY GROUP, LTD.

CRD 113347

PITTSBURGH, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:90094939-2e7f-3b71-a192-d034c716abde

Data as of Mar 15, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Nov 23, 2011 to Mar 15, 2021
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $465MItem 5.F on the latest filing (2021-03-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $393MderivedItem 5.D individuals plus high net worth individuals
Private client share: 84%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 915
Individual clients: 290
High net worth clients: 95
Custody, client assets: $140M
SEC number: 801-60362
CRD: 113347
Filings on the tape: 33
First filed: Nov 23, 2011
Latest filed: Mar 15, 2021
Organised: Corporation, Pennsylvania

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LOHMAN, ROBERT, JOSEPH	PRESIDENT/CEO	E	yes	07/1993	Nov 23, 2011	Mar 15, 2021
STEIN, LISA	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER	Na	yes	01/2019	Feb 26, 2019	Mar 15, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RANDY G. HILLIER	n/a	n/a	n/a	Y	yes	n/a
ROBERT J. LOHMAN	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 11, 2021	$465M	$0	8	5	0	n/a	n/a
2019	Feb 6, 2020	$436M	$0	9	6	0	n/a	n/a
2018	Feb 26, 2019	$362M	$0	8	6	0	n/a	n/a
2017	Feb 25, 2018	$369M	$0	8	6	0	n/a	n/a
2016	Feb 14, 2017	$325M	$0	8	6	n/a	n/a	n/a
2015	Feb 9, 2016	$295M	$0	8	6	n/a	n/a	n/a
2014	Feb 13, 2015	$276M	$0	7	4	n/a	n/a	n/a
2013	Jan 29, 2014	$258M	$0	6	4	n/a	n/a	n/a
2012	Feb 12, 2013	$230M	$0	6	4	n/a	n/a	n/a
2011	Feb 7, 2012	$186M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$465M	$436M	6.8%	$369M	8.1%	8	9	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Mariner	5	Sep 13, 2021	Sep 1, 2021	PITTSBURGH, PA	Firm absorbed	RIA to ibd	100.0%

Relationships

Controls (2)

← LOHMAN, ROBERT, JOSEPHOwnerPRESIDENT/CEO, ownership code E, individual
Nov 23, 2011 to presentfactForm ADV
← STEIN, LISAOwnerCHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER, ownership code NA, individual
Feb 26, 2019 to presentfactForm ADV

Registered with (7)

← WILLIAM CULP BURNETTEAdvisorregistration: previous registration
Dec 8, 2014 to Sep 13, 2021factForm ADV
← RANDY GEORGE HILLIERAdvisorregistration: previous registration
Feb 7, 2005 to Sep 13, 2021factForm ADV
← Jonathan Robert LohmanAdvisorregistration: previous registration
Mar 17, 2016 to Sep 13, 2021factForm ADV
← MITCHELL MROCZKOWSKIAdvisorregistration: previous registration
May 7, 2021 to Sep 13, 2021factForm ADV
← MICHAEL RICHARD DOMANAdvisorregistration: previous registration
Oct 10, 2005 to Sep 13, 2021factForm ADV
← JODI MICHELE AMOSAdvisorregistration: previous registration
Oct 5, 2015 to Mar 20, 2020factForm ADV
← JAMES WALTER ZALENKAAdvisorregistration: previous registration
Jan 7, 2003 to Jun 9, 2011factForm ADV

Moved with (1)

→ MARINERRegistered adviser5 advisors, firm absorbed, same day
Sep 13, 2021 to Sep 1, 2021factForm ADV

Dated events

Occurred
Feb 26, 2019
Control person joined
Lisa Stein (Chief Compliance Officer) appeared on Schedule A of Commonwealth Advisory Group, Ltd.
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90094939-2e7f-3b71-a192-d034c716abde
First observed: Nov 23, 2011
Last observed: Mar 15, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COMMONWEALTH ADVISORY GROUP, LTD.

CRD 113347

PITTSBURGH, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:90094939-2e7f-3b71-a192-d034c716abde

Data as of Mar 15, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:04 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LOHMAN, ROBERT, JOSEPH

PRESIDENT/CEO

yes

07/1993

Nov 23, 2011

Mar 15, 2021

STEIN, LISA

CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER

yes

01/2019

Feb 26, 2019

Mar 15, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RANDY G. HILLIER

n/a

yes

n/a

ROBERT J. LOHMAN

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 11, 2021

$465M

n/a

2019

Feb 6, 2020

$436M

n/a

2018

Feb 26, 2019

$362M

n/a

2017

Feb 25, 2018

$369M

n/a

2016

Feb 14, 2017

$325M

n/a

2015

Feb 9, 2016

$295M

n/a

2014

Feb 13, 2015

$276M

n/a

2013

Jan 29, 2014

$258M

n/a

2012

Feb 12, 2013

$230M

n/a

2011

Feb 7, 2012

$186M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$465M

$436M

6.8%

$369M

8.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Mariner

Sep 13, 2021

Sep 1, 2021

PITTSBURGH, PA

Firm absorbed

RIA to ibd

100.0%