DFX Intelligence

A• N• C••••••••• • C••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

A• N• C••••••••• • C••••••• I•••

CRD 108341

CHARLOTTESVILLE, VA

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Search this name across graphsid dfx:ria:90277bcb-5a14-1b49-14e9-f2f7a6a29f7e

Data as of Aug 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 2
On other graphs: 0
Observed: Feb 27, 2012 to Aug 28, 2026
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $818M••• Locked
Discretionary RAUM: $808M
Private client RAUM: $812Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $117Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••• N••• C•••••••••	n/a	CHARLOTTESVILLE, VA	31	33	n/a	no
G••••• L••••• P••••	n/a	Keswick, VA \| CHARLOTTESVILLE, VA	27	27

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• A•••• N•••	CHIEF EXECUTIVE OFFICER	C	yes	04/1993	Feb 27, 2012	Oct 25, 2024
P••••• G•••••• L•••••	PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	06/1999	Feb 27, 2012	Oct 25, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$818M	$704M	16.1%	$538M	15.0%	9	8	4	1

Relationships

Registered with (9)

← T••••• M•••••• C•••••••••Advisorregistration: current employment
Jun 17, 2026 to presentfactForm ADV
← O•••• L••••• K••••••••Advisorregistration: current employment
Feb 5, 2026 to presentfactForm ADV
← M•••••• B••••••Advisorregistration: current employment
Sep 15, 2021 to presentfactForm ADV
← R•••• R•••••• F•••••

Dated events

Occurred
Apr 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 24, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$140M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90277bcb-5a14-1b49-14e9-f2f7a6a29f7e
First observed: Feb 27, 2012
Last observed: Aug 28, 2026 26 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.