DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A• N• C••••••••• • C••••••• I•••
Latest filing Aug 28, 2026
First filing on the tape Feb 27, 2012 · 35 filings
SEC status approved since Apr 8, 1993
RAUM
$818M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$812M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$117M
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$818M as of Aug 28, 2026
Feb 27, 2012$197M then
HNW client RAUM$753M as of Aug 28, 2026
Feb 16, 2018$359M then
State-registered IARs (5.B.3)7 as of Aug 28, 2026
Feb 27, 20120 then
Employees (5.A)9 as of Aug 28, 2026
Feb 13, 201311 then
Private funds: no history
RAUM +16% over the last fiscal year+15% a year over threeIARs 7 to 7offices 1 to 4
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
- RAUM per advisor
- $117MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $963,232derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.4derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Custody
- $361M, 139 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$753M92%
- Individuals$59.5M7.3%
- Charitable organizations$4.5M0.6%
- Pension and profit-sharing plans$773,2050.1%
- Corporations and businesses$3,1250.0%
- Individual clients
- 143reported
- HNW clients
- 168reported
- Pension plan clients
- 1reported
- Charitable clients
- 2reported
- Accounts
- 849reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $361M for 139 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••• N••• C••••••••• | Charlottesville, Va | May 15, 1995 | 33 y | 0 |
| G••••• L••••• P•••• | Keswick, Va | Aug 19, 1999 | 27 y | 0 |
| A•••••• S••• L••••• | Charlottesville, Va | Jun 30, 2003 | 26 y | 0 |
| R•••• R•••••• F••••• | Charlottesville, Va | Nov 30, 2005 | 31 y | 0 |
| M•••••• B•••••• | Charlottesville, Va | Sep 15, 2021 | 10 y | 0 |
| O•••• L••••• K•••••••• | Charlottesville, Va | Feb 5, 2026 | 26 y | 1 |
| T••••• M•••••• C••••••••• | Charlottesville, Va | Jun 17, 2026 | 26 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- M••• A••••• S•••••• to A••••• A•• P••••••• S•••••••Apr 16, 2024 · RIA to affiliated broker-dealer or bank
- M•••••• P• J•••••• to N•••• H••• P••••••• L••Sep 30, 2021 · RIA to a state-registered adviser
Joined, latest
- O•••• L••••• K•••••••• from I•• C•••• C•••••• L••Feb 5, 2026 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• A•••• N••• · Chief Executive Officercontrolsince 04/1993 · owns 25% to 50%
- P••••• G•••••• L••••• · President, Chief Operating Officer, Chief Compliance Officercontrolsince 06/1999 · owns less than 5%
- C••••••••• A•••• E• · Shareholdersince 11/1997 · owns less than 5%
- C••••••••• E••••••••• C• · Shareholdersince 11/1997 · owns 10% to 25%
- C••••••••• J•••••••• B• · Shareholdersince 11/1997 · owns 10% to 25%
- C••••••••• S•••••• P••••• · Shareholder & Secretarysince 11/1997 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Charlottesville, Va · principal | 7 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Other offices · 5 to 4Jun 30, 2026 to Aug 28, 2026
- Other offices · 1 to 5May 4, 2026 to Jun 30, 2026
- Employees · 8 to 9Feb 10, 2025 to Feb 26, 2026
- Discretionary RAUM · $694M to $808MFeb 10, 2025 to Feb 26, 2026
- HNW RAUM · $638M to $753MFeb 10, 2025 to Feb 26, 2026
- Individual RAUM · $61.3M to $59.5MFeb 10, 2025 to Feb 26, 2026
- Non-discretionary RAUM · $10.3M to $9.5MFeb 10, 2025 to Feb 26, 2026
- Pension RAUM · $620,754 to $773,205Feb 10, 2025 to Feb 26, 2026
- RAUM · $704M to $818MFeb 10, 2025 to Feb 26, 2026
- Accounts · 827 to 849Feb 10, 2025 to Feb 26, 2026
- Advisory employees · 4 to 5Feb 10, 2025 to Feb 26, 2026
- HNW clients · 155 to 168Feb 10, 2025 to Feb 26, 2026
- Individual clients · 142 to 143Feb 10, 2025 to Feb 26, 2026
- Assets in custody · $251M to $361MFeb 10, 2025 to Feb 26, 2026
- Accounts · 797 to 827Oct 25, 2024 to Feb 10, 2025
- Advisory employees · 5 to 4Oct 25, 2024 to Feb 10, 2025
- HNW clients · 137 to 155Oct 25, 2024 to Feb 10, 2025
- Individual clients · 149 to 142Oct 25, 2024 to Feb 10, 2025
- Pension plan clients · 2 to 1Oct 25, 2024 to Feb 10, 2025
- Assets in custody · $232M to $251MOct 25, 2024 to Feb 10, 2025
- Employees · 10 to 8Oct 25, 2024 to Feb 10, 2025
- Financial planning clients · 26-50 to 26-50Oct 25, 2024 to Feb 10, 2025
- State-registered IARs · 9 to 7Oct 25, 2024 to Feb 10, 2025
- Discretionary RAUM · $600M to $694MOct 25, 2024 to Feb 10, 2025
- HNW RAUM · $526M to $638MOct 25, 2024 to Feb 10, 2025
- Individual RAUM · $69.1M to $61.3MOct 25, 2024 to Feb 10, 2025
- Pension RAUM · $11.7M to $620,754Oct 25, 2024 to Feb 10, 2025
- RAUM · $611M to $704MOct 25, 2024 to Feb 10, 2025
- Other offices · 2 to 1Feb 21, 2024 to Oct 25, 2024
- Accounts · 793 to 797Nov 10, 2023 to Feb 21, 2024
- HNW clients · 133 to 137Nov 10, 2023 to Feb 21, 2024
- Individual clients · 152 to 149Nov 10, 2023 to Feb 21, 2024
- Pension plan clients · 4 to 2Nov 10, 2023 to Feb 21, 2024
- Assets in custody · $175M to $232MNov 10, 2023 to Feb 21, 2024
- Discretionary RAUM · $528M to $600MNov 10, 2023 to Feb 21, 2024
- HNW RAUM · $460M to $526MNov 10, 2023 to Feb 21, 2024
- Individual RAUM · $61.6M to $69.1MNov 10, 2023 to Feb 21, 2024
- Non-discretionary RAUM · $10.3M to $10.3MNov 10, 2023 to Feb 21, 2024
- Pension RAUM · $13.4M to $11.7MNov 10, 2023 to Feb 21, 2024
- RAUM · $538M to $611MNov 10, 2023 to Feb 21, 2024
Signals
2 dated events
- M••• A••••• S•••••• left A• N• C••••••••• • C••••••• I••• for A••••• A•• P••••••• S••••••• (registered 2024-09-24)Apr 16, 2024 · Advisor changed firm · fact
- A• N• C••••••••• • C••••••• I••• reported RAUM $635.6M, up 28% from $495.9M (2021-09-30 to 2022-02-24)Feb 24, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 434-972-7766reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 434-984-8307reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- ANC•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 434-972-7766reportedpublic record, Form ADV, Aug 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $117Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026