DFX Intelligence

P•••••• E••••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)53 years in industry

P•••••• E••••• N••••

Advisor at G••••• W••••• M••••••••• I•••

CENTENNIAL, CO

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Search this name across graphsid dfx:ria:90291841-2884-d7e2-4312-4787edec206f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• W••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 1973earliest registration or exam on IAPD
Years in industry: 53derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	Aug 3, 2015	n/a	yes	CENTENNIAL, CO	Current employment
H•••• F•••••••• G•••• I••	Independent wealth	Jun 7, 2006	Aug 18, 2015	no	LAKEWOOD, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••• F•••••••• G•••• I••	G••••• W••••• M••••••••• I•••	Aug 18, 2015	Aug 3, 2015	-15	Firm change	Other
C••••• A•••••• N••••••• L••	H•••• F•••••••• G•••• I••	Aug 5, 2015	Jun 7, 2006

Team moves

••• Locked

Team	Left	Joined	From	Kind
129971:120894:CO:2015-08-18	Aug 18, 2015	Aug 3, 2015	LAKEWOOD, CO	Firm change
13572:129971:CO:2015-08-05	Aug 5, 2015	Jun 7, 2006	CENTENNIAL, CO	Firm change after gap

Relationships

Registered with (3)

→ G••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Aug 3, 2015 to presentfactForm ADV
→ H•••• F•••••••• G•••• I••Registered adviserregistration: previous registration
Jun 7, 2006 to Aug 18, 2015factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jan 1, 1999 to Aug 5, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90291841-2884-d7e2-4312-4787edec206f
First observed: Jan 1, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.