DFX Intelligence

F•••• C•••••• N•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst15 years in industry

F•••• C•••••• N•••••••••

Advisor at B••••• P••••• A•••••••• L••

San Diego, CA | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:902a450e-ce17-ba80-6628-6aea74a520d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 26, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 25, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Oct 14, 2025	n/a	yes	NEWPORT BEACH, CA\|San Diego, CA	Current employment
S••••••• F•••••••• P••••••• A•• M••••••••• L••	Former SEC adviser	Jun 26, 2012	Oct 28, 2025	no	WALTHAM, MA\|SAN DIEGO, CA\|San Diego, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• P••••••• A•• M••••••••• L••	B••••• P••••• A•••••••• L••	Oct 28, 2025	Oct 14, 2025	-14	Firm change	RIA to RIA
M••••• S••••••	S••••••• F•••••••• P••••••• A•• M••••••••• L••	Apr 10, 2012	Jun 26, 2012

Relationships

Registered with (3)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Oct 14, 2025 to presentfactForm ADV
→ S••••••• F•••••••• P••••••• A•• M••••••••• L••Registered adviserregistration: previous registration
Jun 26, 2012 to Oct 28, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jul 26, 2011 to Apr 10, 2012factForm ADV

Dated events

Occurred
Oct 28, 2025
Advisor changed firm
F•••• C•••••• N••••••••• left S••••••• F•••••••• P••••••• A•• M••••••••• L•• for B••••• P••••• A•••••••• L•• (registered 2025-10-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:902a450e-ce17-ba80-6628-6aea74a520d7
First observed: Jul 26, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.