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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

INTEROCEAN CAPITAL - TN, LLC

CRD 151867

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9030bd47-d025-c105-96b3-1c2a4e165d48

Data as of Jun 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2012 to Jun 30, 2020
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $116MItem 5.F on the latest filing (2020-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $97.6M
Private client RAUM: $65.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 56%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 81
Individual clients: 0
High net worth clients: 23
Custody, client assets: $1
SEC number: 801-70710
CRD: 151867
Filings on the tape: 16
First filed: Apr 2, 2012
Latest filed: Jun 30, 2020
Organised: Limited Liability Company, Tennessee

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAMP, JEFFREY, SCOTT	CHIEF FINANCIAL OFFICER	Na	yes	10/2009	Apr 2, 2012	Jun 30, 2020
EISAMAN, REGE, SCOTT	CHIEF EXECUTIVE OFFICER, MEMBER	C	yes	11/2005	Apr 2, 2012	Jun 30, 2020
EISAMAN, REGE, SCOTT	CHIEF INVESTMENT OFFICER	Na	yes	10/2009	Apr 2, 2012	Jun 30, 2020
INTEROCEAN CAPITAL, LLC	VOTING MEMBER, MANAGER	C	yes	10/2009	Apr 2, 2012	Jun 30, 2020
Sumlar, Forrest, Patrick	CHIEF COMPLIANCE OFFICER	Na	yes	12/2015	Jan 25, 2016	Jun 30, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
INTEROCEAN CAPITAL, LLC	n/a	Former SEC adviser	$2.5B	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 30, 2020	$116M	$97.6M	0	0	0	n/a	n/a
2018	Mar 30, 2019	$104M	$81.4M	0	0	0	n/a	n/a
2017	Mar 29, 2018	$119M	$85.5M	0	0	0	n/a	n/a
2016	Mar 31, 2017	$110M	$72.4M	0	0	n/a	n/a	n/a
2015	Mar 30, 2016	$171M	$100M	1	1	n/a	n/a	n/a
2014	Mar 31, 2015	$244M	$204M	1	1	n/a	n/a	n/a
2013	Mar 31, 2014	$170M	$134M	2	1	n/a	n/a	n/a
2012	Mar 28, 2013	$137M	$106M	2	1	n/a	n/a	n/a
2011	Apr 2, 2012	$108M	$94.0M	n/a	0	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$116M	$104M	11.6%	$110M	1.9%	0	0	0	0

Relationships

Affiliated with (2)

→ INTEROCEAN CAPITAL, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← INTEROCEAN CAPITAL, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (4)

← INTEROCEAN CAPITAL, LLCOwnerVOTING MEMBER, MANAGER, ownership code C, domestic entity
Apr 2, 2012 to presentfactForm ADV
← EISAMAN, REGE, SCOTTOwnerCHIEF EXECUTIVE OFFICER, MEMBER, ownership code C, individual
Apr 2, 2012 to presentfactForm ADV
← CAMP, JEFFREY, SCOTTOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Apr 2, 2012 to presentfactForm ADV
← Sumlar, Forrest, PatrickOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 25, 2016 to presentfactForm ADV

Registered with (1)

← MARK TODD VANDIVERAdvisorregistration: previous registration
Jan 26, 2015 to Feb 8, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9030bd47-d025-c105-96b3-1c2a4e165d48
First observed: Apr 2, 2012
Last observed: Jun 30, 2020 75 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INTEROCEAN CAPITAL - TN, LLC

CRD 151867

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9030bd47-d025-c105-96b3-1c2a4e165d48

Data as of Jun 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAMP, JEFFREY, SCOTT

CHIEF FINANCIAL OFFICER

yes

10/2009

Apr 2, 2012

Jun 30, 2020

EISAMAN, REGE, SCOTT

CHIEF EXECUTIVE OFFICER, MEMBER

yes

11/2005

Apr 2, 2012

Jun 30, 2020

EISAMAN, REGE, SCOTT

CHIEF INVESTMENT OFFICER

yes

10/2009

Apr 2, 2012

Jun 30, 2020

INTEROCEAN CAPITAL, LLC

VOTING MEMBER, MANAGER

yes

10/2009

Apr 2, 2012

Jun 30, 2020

Sumlar, Forrest, Patrick

CHIEF COMPLIANCE OFFICER

yes

12/2015

Jan 25, 2016

Jun 30, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

INTEROCEAN CAPITAL, LLC

n/a

Former SEC adviser

$2.5B

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 30, 2020

$116M

$97.6M

n/a

2018

Mar 30, 2019

$104M

$81.4M

n/a

2017

Mar 29, 2018

$119M

$85.5M

n/a

2016

Mar 31, 2017

$110M

$72.4M

n/a

2015

Mar 30, 2016

$171M

$100M

n/a

2014

Mar 31, 2015

$244M

$204M

n/a

2013

Mar 31, 2014

$170M

$134M

n/a

2012

Mar 28, 2013

$137M

$106M

n/a

2011

Apr 2, 2012

$108M

$94.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$116M

$104M

11.6%

$110M

1.9%