DFX Intelligence

J•••••• W••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

J•••••• W••••• M••••••

Advisor at G•••••• W••••• P•••••••• L••

APPLETON, WI | Sumterville, FL

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Search this name across graphsid dfx:ria:9034ff91-8967-f3f3-2a34-6ca8b52e94c4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 26, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 21, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• W••••• P•••••••• L••	I•••••••••_WEALTH	Feb 26, 2026	n/a	yes	APPLETON, WI\|Sumterville, FL	Current employment
I••••••••• A•••••• A•••••••• L••	I•••••••••_WEALTH	Oct 5, 2018	Feb 24, 2026	no	Fort Lauderdale, FL\|Sumterville, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A•••••• A•••••••• L••	G•••••• W••••• P•••••••• L••	Feb 24, 2026	Feb 26, 2026	2	Firm change	Other
I••••••••• F•••••••• P•••••••	I••••••••• A•••••• A•••••••• L••	Oct 8, 2018	Oct 5, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
125112:168267:FL:2018-10-02	Oct 8, 2018	Oct 5, 2018	FT LAUDERDALE, FL	Firm change

Relationships

Registered with (4)

→ G•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Feb 26, 2026 to presentfactForm ADV
→ I••••••••• A•••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 5, 2018 to Feb 24, 2026factForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Aug 23, 2011 to Oct 8, 2018factForm ADV
→ W• G••••••• S••••••••• I•••

Dated events

Occurred
Feb 24, 2026
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9034ff91-8967-f3f3-2a34-6ca8b52e94c4
First observed: Mar 26, 1997
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.