DFX Intelligence

K•••••••• G•••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant14 years in industry

K•••••••• G•••••• L••••

Advisor at T•• W••••• A•••••••• I•••

Flagstaff, AZ | TUCSON, AZ

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Search this name across graphsid dfx:ria:903b8b78-ca36-9bb2-497b-4610ac89cb0d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 4, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• W••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• W••••• A•••••••• I•••	Independent wealth	Nov 1, 2024	n/a	yes	TUCSON, AZ\|Flagstaff, AZ	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Apr 4, 2014	Oct 2, 2024	no	Naperville, IL\|Phoenix, AZ\|Orland Park, IL\|Phoenix, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	T•• W••••• A•••••••• I•••	Oct 2, 2024	Nov 1, 2024	30	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ T•• W••••• A•••••••• I•••Registered adviserregistration: current employment
Nov 1, 2024 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Apr 4, 2014 to Oct 2, 2024factForm ADV

Dated events

Occurred
Oct 2, 2024
Advisor changed firm
K•••••••• G•••••• L•••• left C•••••• S••••• • C••• I••• for T•• W••••• A•••••••• I••• (registered 2024-11-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:903b8b78-ca36-9bb2-497b-4610ac89cb0d
First observed: Apr 4, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.