DFX Intelligence

S••••• V•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

S••••• V•••• B•••••

Advisor at M••••• S••••••

San Jose, CA

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Search this name across graphsid dfx:ria:9049c583-503c-324f-d9f6-75247323c25a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 16, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 24, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Feb 9, 2022	n/a	yes	San Jose, CA	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Jun 28, 2017	Jan 10, 2022	no	SAN JOSE, CA\|LOS GATOS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	M••••• S••••••	Jan 10, 2022	Feb 9, 2022	30	Firm change	Wirehouse to wirehouse
W•••• F•••• A•••••••	U•• F•••••••• S••••••• I•••	Feb 22, 2017	Jun 28, 2017

Relationships

Registered with (6)

→ M••••• S••••••Registered adviserregistration: current employment
Feb 9, 2022 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jun 28, 2017 to Jan 10, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 7, 2015 to Feb 22, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Jan 10, 2022
Advisor changed firm
S••••• V•••• B••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2022-02-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9049c583-503c-324f-d9f6-75247323c25a
First observed: Apr 16, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.