DFX Intelligence

M•••••• W•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

M•••••• W•••••• M•••••

Advisor at M•• C•••••• M••••••••• L••

Fort Myers, FL

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Search this name across graphsid dfx:ria:904a991a-8881-0146-14c8-59b3381a3ec0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 26, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• C•••••• M••••••••• L••	Independent wealth	Nov 10, 2025	n/a	yes	Fort Myers, FL	Current employment
L•••••• P•••••• C•••••• L••	Former SEC adviser	Sep 10, 2019	Nov 5, 2025	no	Fort Myers, FL\|Wayne, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• P•••••• C•••••• L••	M•• C•••••• M••••••••• L••	Nov 5, 2025	Nov 10, 2025	5	Firm change	RIA to RIA
G••••• A••••••• S•••••••• L••	L•••••• P•••••• C•••••• L••	Jul 22, 2019	Sep 10, 2019

Relationships

Registered with (4)

→ M•• C•••••• M••••••••• L••Registered adviserregistration: current employment
Nov 10, 2025 to presentfactForm ADV
→ L•••••• P•••••• C•••••• L••Registered adviserregistration: previous registration
Sep 10, 2019 to Nov 5, 2025factForm ADV
→ G••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
May 25, 2011 to Jul 22, 2019factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Occurred
Nov 5, 2025
Advisor changed firm
M•••••• W•••••• M••••• left L•••••• P•••••• C•••••• L•• for M•• C•••••• M••••••••• L•• (registered 2025-11-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:904a991a-8881-0146-14c8-59b3381a3ec0
First observed: Jan 15, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.