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CRD 305130
FORT MYERS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MCCORT, MICHAEL, WILLIAM | President | D | yes | 07/2019 | Jun 4, 2020 | Mar 26, 2024 |
| SEIDEL, RICHARD, BASCOM | Chairperson | C | yes | 04/2020 | Jun 4, 2020 | Mar 26, 2024 |
| Simcox, Deana, Marie | CHIEF COMPLIANCE OFFICER | Na | no | 01/2021 | Mar 28, 2023 | Mar 26, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Mar 25, 2025 | $247M | $247M | 4 | 3 | 1 | n/a | n/a |
| 2023 | Mar 26, 2024 | $220M | $220M | 4 | 3 | 1 | n/a | n/a |
| 2022 | Mar 28, 2023 | $199M | $199M | 6 | 4 | 1 | n/a | n/a |
| 2021 | Mar 28, 2022 | $226M | $226M | 5 | 3 | 1 | n/a | n/a |
| 2020 | Mar 31, 2021 | $170M | $170M | 5 | 3 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 2 | -2 | n/a | 0 | 0 | 0 | 0 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $247M | $220M | 12.2% | $226M | 3.0% | 4 | 4 | 1 | 1 |