This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

EP WEALTH ADVISORS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 31, 2005earliest registration or exam on IAPD

Years in industry

20derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

3

Exams

S65|S66

First exam

Oct 31, 2005

First registration

Nov 1, 2005

Dual registered

no

Other names

JAMES PATRICK HENRY

IAPD individual key

4939951

• Occurred

  Jul 31, 2024
  Advisor changed firm

  James Patrick Henry left Sloan Investment Management, L.L.C. for Ep Wealth Advisors (registered 2024-07-09)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:90599ee9-c618-bb0d-c2c0-55d2899035f2

First observed

Nov 1, 2005

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.