DFX Intelligence

M••••••• L••• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

M••••••• L••• F•••

Advisor at J• W• C••• A•••••••• I•••

TAMPA, FL | Colorado Springs, CO

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Search this name across graphsid dfx:ria:905bce32-41ba-832c-5971-96a11ac6948c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 14, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J• W• C••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J• W• C••• A•••••••• I•••	Bd affiliated wealth	Mar 28, 2023	n/a	yes	TAMPA, FL\|Colorado Springs, CO	Current employment
N••• F•••••••• S•••••••	Independent wealth	Dec 13, 2016	Jun 5, 2023	no	Colorado Springs, CO\|TUCSON, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• S•••••••	J• W• C••• A•••••••• I•••	Jun 5, 2023	Mar 28, 2023	-69	Firm change after gap	RIA to ibd
W•••••• • R•••	N••• F•••••••• S•••••••	Nov 15, 2016	Dec 13, 2016

Relationships

Registered with (3)

→ J• W• C••• A•••••••• I•••Registered adviserregistration: current employment
Mar 28, 2023 to presentfactForm ADV
→ N••• F•••••••• S•••••••Registered adviserregistration: previous registration
Dec 13, 2016 to Jun 5, 2023factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Jan 14, 2016 to Nov 15, 2016factForm ADV

Dated events

Occurred
Jun 5, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:905bce32-41ba-832c-5971-96a11ac6948c
First observed: Jan 14, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.