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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Jason Scott Alicea

Advisor at KESTRA ADVISORY SERVICES, LLC

Ossining, NY | Bronx, NY | AUSTIN, TX

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Search this name across graphsid dfx:ria:905f9183-ab03-b21c-af2b-b4d80551a180

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 24, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 24, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Feb 2, 2022
First registration: Jun 24, 2005
Dual registered: yes, broker-dealer
Other names: JASON S ALICEA
IAPD individual key: 2793107

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Dec 5, 2024	n/a	yes	Bronx, NY\|Ossining, NY\|AUSTIN, TX	Current employment
Farther	Independent wealth	Nov 18, 2022	Dec 17, 2024	no	Bronx, NY\|SAN FRANCISCO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 28, 2019	Nov 22, 2022	no	NEW YORK, NY	Previous registration
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	Asset manager	Jun 14, 2006	Mar 4, 2011	no	NEW YORK, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jun 24, 2005	Jun 2, 2006	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Farther	KESTRA ADVISORY SERVICES, LLC	Dec 17, 2024	Dec 5, 2024	-12	Firm change	RIA to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Farther	Nov 22, 2022	Nov 18, 2022	-4	Firm change	Wirehouse to RIA
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 4, 2011	May 28, 2019	3,007	Firm change after gap	Other
CHASE INVESTMENT SERVICES CORP.	NEW YORK LIFE INVESTMENT MANAGEMENT LLC	Jun 2, 2006	Jun 14, 2006	12	Firm change	Other

Relationships

Registered with (5)

→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Dec 5, 2024 to presentfactForm ADV
→ FARTHERRegistered adviserregistration: previous registration
Nov 18, 2022 to Dec 17, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 28, 2019 to Nov 22, 2022factForm ADV
→ NEW YORK LIFE INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Jun 14, 2006 to Mar 4, 2011factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jun 24, 2005 to Jun 2, 2006factForm ADV

Dated events

Occurred
Dec 17, 2024
Advisor changed firm
Jason Scott Alicea left Farther for Kestra Advisory Services, Llc (registered 2024-12-05)
Form ADVobserved 6 days ago
Occurred
Nov 22, 2022
Advisor changed firm
Jason Scott Alicea left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Farther (registered 2022-11-18)
Form ADVobserved 6 days ago