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Advisor at BROOKSTONE WEALTH ADVISORS, LLC
BERLIN, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BROOKSTONE WEALTH ADVISORS, LLC | No RAUM reported | Aug 29, 2018 | n/a | yes | BERLIN, MD | Current employment |
| ESI FINANCIAL ADVISORS | Independent wealth | Mar 23, 2015 | Aug 16, 2018 | no | LEWES, DE|LEWES, DE|BERLIN, MD | Previous registration |
| PKS INVESTMENT ADVISORS LLC | Independent wealth | Apr 26, 2007 | Mar 16, 2015 | no | SALISBURY, MD | Previous registration |
| H. BECK, INC. | Former SEC adviser | May 26, 2005 | Sep 5, 2006 | no | POOLESVILLE, MD|CROFTON, MD|POOLESVILLE, MD | Previous registration |
| M&T SECURITIES, INC. | n/a | Jul 13, 2004 | Mar 7, 2005 | no | CHEEKTOWAGA, NY | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Feb 21, 2002 | Oct 15, 2003 | no | POOLESVILLE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ESI FINANCIAL ADVISORS | BROOKSTONE WEALTH ADVISORS, LLC | Aug 16, 2018 | Aug 29, 2018 | 13 | Firm change | Ibd to RIA |
| PKS INVESTMENT ADVISORS LLC | ESI FINANCIAL ADVISORS | Mar 16, 2015 | Mar 23, 2015 | 7 | Firm change | Other |
| H. BECK, INC. | PKS INVESTMENT ADVISORS LLC | Sep 5, 2006 | Apr 26, 2007 | 233 | Firm change | Other |
| M&T SECURITIES, INC. | H. BECK, INC. | Mar 7, 2005 | May 26, 2005 | 80 | Firm change | Other |
| SUMMIT FINANCIAL GROUP INC | M&T SECURITIES, INC. | Oct 15, 2003 | Jul 13, 2004 | 272 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 265:137658:MD:2018-08-16 | Aug 16, 2018 | Aug 29, 2018 | BERLIN, MD | Firm change |