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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PKS INVESTMENT ADVISORS LLC

CRD 110147

SALISBURY, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f6f7aaa8-496f-b792-a6f7-612fbe9f6e5e

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 5
On other graphs: 0
Observed: Mar 27, 2012 to Mar 27, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.76 fund_share=0.0 institutional_share=0.22 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $367MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $261M
Private client RAUM: $280MderivedItem 5.D individuals plus high net worth individuals
Private client share: 76%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $52.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 8
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 986
Individual clients: 384
High net worth clients: 73
Custody, client assets: $1.0M
SEC number: 801-96235
CRD: 110147
Filings on the tape: 30
First filed: Mar 27, 2012
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, MD
Website: pksadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN MICHAEL STERN	Personal Financial Specialist	SALISBURY, MD	26	40	n/a	no
GENEVEE GENEVA LEKITES	Certified Financial Planner	SALISBURY, MD	17	17	n/a	no
DANIEL MICHAEL O'CONNELL	Personal Financial Specialist	SALISBURY, MD	15	30	n/a	no
COLTON J HASTINGS	Certified Financial Planner	SALISBURY, MD	7	12	n/a	no
KYLE MITCHELL BANKS	Certified Financial Planner	SALISBURY, MD	2	12	n/a	no
WILLIAM EDWIN BOOTH	n/a	SALISBURY, MD	2	33	n/a	no
SAMUEL MICHAEL LEKITES	n/a	OCEAN CITY, MD \| SALISBURY, MD	2	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
O'CONNELL, DANIEL, MICHAEL	MANAGING PARTNER / PRESIDENT/CHIEF COMPLIANCE OFFICER	Na	yes	01/2020	Feb 13, 2020	Aug 7, 2024
PKS & COMPANY, P.A.	Owner	E	yes	08/1999	Mar 27, 2012	Aug 7, 2024
LEKITES, GENEVEE, GENEVA	Member	B	no	10/2022	Mar 14, 2023	Aug 7, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PKS & COMPANY, P.A.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Lewes	De	United States	1	no
OCEAN CITY	Md	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$367M	$261M	9	8	2	n/a	n/a
2024	Mar 26, 2025	$242M	$232M	9	8	2	n/a	n/a
2023	Mar 14, 2024	$175M	$173M	9	7	2	n/a	n/a
2022	Mar 14, 2023	$149M	$147M	7	5	2	n/a	n/a
2021	Mar 23, 2022	$207M	$204M	7	5	2	n/a	n/a
2020	Jan 28, 2021	$169M	$165M	9	8	2	n/a	n/a
2019	Feb 13, 2020	$179M	$174M	9	8	2	n/a	n/a
2018	Feb 21, 2019	$145M	$142M	9	9	2	n/a	n/a
2017	Feb 22, 2018	$140M	$137M	9	9	2	n/a	n/a
2016	Mar 1, 2017	$119M	$116M	9	9	n/a	n/a	n/a
2015	Mar 3, 2016	$127M	$124M	8	8	n/a	n/a	n/a
2011	Mar 27, 2012	$74.7M	$74.4M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$367M	$242M	51.5%	$149M	35.0%	9	9	2	2

Relationships

Registered with (12)

← SAMUEL MICHAEL LEKITESAdvisorregistration: current employment
Apr 4, 2024 to presentfactForm ADV
← WILLIAM EDWIN BOOTHAdvisorregistration: current employment
Dec 18, 2023 to presentfactForm ADV
← KYLE MITCHELL BANKSAdvisorregistration: current employment
Nov 22, 2023 to presentfactForm ADV
← COLTON J HASTINGSAdvisorregistration: current employment
Feb 12, 2019 to presentfactForm ADV
← DANIEL MICHAEL O'CONNELLAdvisorregistration: current employment
Oct 6, 2010 to presentfactForm ADV
← GENEVEE GENEVA LEKITESAdvisorregistration: current employment
Sep 8, 2009 to presentfactForm ADV
← JOHN MICHAEL STERNAdvisorregistration: current employment
Jan 12, 2000 to presentfactForm ADV
← TIMOTHY ANTHONY GONZALESAdvisorregistration: previous registration
Nov 27, 2012 to Jan 10, 2022factForm ADV
← STEVEN EUGENE SWEIGERTAdvisorregistration: previous registration
Aug 28, 2015 to Jan 2, 2020factForm ADV
← STEVEN MICHAEL JAMESAdvisorregistration: previous registration
Jan 10, 2017 to Jun 25, 2018factForm ADV
← ERIC ANTHONY NORBERGAdvisorregistration: previous registration
Oct 11, 2016 to Sep 19, 2017factForm ADV
← JOHN HENRY REPASSAdvisorregistration: previous registration
Apr 26, 2007 to Mar 16, 2015factForm ADV

Owns (1)

← LEKITES, GENEVEE, GENEVAOwnerMEMBER, ownership code B, individual
Mar 14, 2023 to Aug 7, 2024factForm ADV

Controls (2)

← O'CONNELL, DANIEL, MICHAELOwnerMANAGING PARTNER / PRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 13, 2020 to Aug 7, 2024factForm ADV
← PKS & COMPANY, P.A.OwnerOWNER, ownership code E, domestic entity
Mar 27, 2012 to Aug 7, 2024factForm ADV

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
Pks Investment Advisors Llc reported RAUM $367.2M, up 51% from $242.4M (2025-03-26 to 2026-03-27)
Form ADVobserved 5 days ago
$125M
Occurred
Mar 23, 2022
Control person left
Michael John Stern (Officer/Shareholder) no longer on Schedule A of Pks Investment Advisors Llc (listed 2021-01-28, absent 2022-03-23)
Form ADVobserved 5 days ago
Occurred
Jan 10, 2022
Advisor changed firm
Timothy Anthony Gonzales left Pks Investment Advisors Llc for Cetera Investment Advisers Llc (registered 2024-03-21)
Form ADVobserved 5 days ago
Occurred
Feb 13, 2020
Control person joined
Michael Daniel O'Connell (Managing Partner / President) appeared on Schedule A of Pks Investment Advisors Llc
Form ADVobserved 5 days ago
Occurred
Apr 28, 2015
First Form ADV filing
Pks Investment Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6f7aaa8-496f-b792-a6f7-612fbe9f6e5e
First observed: Mar 27, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PKS INVESTMENT ADVISORS LLC

CRD 110147

SALISBURY, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f6f7aaa8-496f-b792-a6f7-612fbe9f6e5e

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN MICHAEL STERN

Personal Financial Specialist

SALISBURY, MD

n/a

GENEVEE GENEVA LEKITES

Certified Financial Planner

SALISBURY, MD

n/a

DANIEL MICHAEL O'CONNELL

Personal Financial Specialist

SALISBURY, MD

n/a

COLTON J HASTINGS

Certified Financial Planner

SALISBURY, MD

n/a

KYLE MITCHELL BANKS

Certified Financial Planner

SALISBURY, MD

n/a

WILLIAM EDWIN BOOTH

n/a

SALISBURY, MD

n/a

SAMUEL MICHAEL LEKITES

n/a

OCEAN CITY, MD | SALISBURY, MD

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

O'CONNELL, DANIEL, MICHAEL

MANAGING PARTNER / PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

01/2020

Feb 13, 2020

Aug 7, 2024

PKS & COMPANY, P.A.

Owner

yes

08/1999

Mar 27, 2012

Aug 7, 2024

LEKITES, GENEVEE, GENEVA

Member

10/2022

Mar 14, 2023

Aug 7, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PKS & COMPANY, P.A.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Lewes

United States

OCEAN CITY

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$367M

$261M

n/a

2024

Mar 26, 2025

$242M

$232M

n/a

2023

Mar 14, 2024

$175M

$173M

n/a

2022

Mar 14, 2023

$149M

$147M

n/a

2021

Mar 23, 2022

$207M

$204M

n/a

2020

Jan 28, 2021

$169M

$165M

n/a

2019

Feb 13, 2020

$179M

$174M

n/a

2018

Feb 21, 2019

$145M

$142M

n/a

2017

Feb 22, 2018

$140M

$137M

n/a

2016

Mar 1, 2017

$119M

$116M

n/a

2015

Mar 3, 2016

$127M

$124M

n/a

2011

Mar 27, 2012

$74.7M

$74.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$367M

$242M

51.5%

$149M

35.0%