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Advisor at ZOR CAPITAL, LLC
NEW YORK, NY | NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ZOR CAPITAL, LLC | State registered | Apr 8, 2025 | n/a | yes | NEW YORK, NY|NEWPORT BEACH, CA | Current employment |
| ARQUE CAPITAL, LTD. | n/a | Jun 2, 2011 | Mar 12, 2015 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ|IRVINE, CA | Previous registration |
| NMS CAPITAL ASSET MANAGEMENT, INC. | Former SEC adviser | Feb 4, 2011 | Oct 4, 2011 | no | BEVERLY HILLS, CA | Previous registration |
| NMS CAPITAL ASSET MANAGEMENT, INC. | Former SEC adviser | Jun 29, 2010 | Dec 31, 2010 | no | BEVERLY HILLS, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jun 24, 2009 | no | NEWPORT BEACH, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | NEWPORT BEACH, CA|LAS VEGAS, NV | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jul 8, 1997 | Apr 2, 2007 | no | LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARQUE CAPITAL, LTD. | ZOR CAPITAL, LLC | Mar 12, 2015 | Apr 8, 2025 | 3,680 | Firm change after gap | Other |
| NMS CAPITAL ASSET MANAGEMENT, INC. | ARQUE CAPITAL, LTD. | Oct 4, 2011 | Jun 2, 2011 | -124 | Firm change after gap | Other |
| MORGAN STANLEY | NMS CAPITAL ASSET MANAGEMENT, INC. | Jun 24, 2009 | Jun 29, 2010 | 370 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |