DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

NMS CAPITAL ASSET MANAGEMENT, INC.

CRD 149678

BEVERLY HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4bf96fd2-1945-8dc4-1385-b6d21196ab6e

Data as of Jul 11, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 2
Observed: Jan 3, 2012 to Jul 11, 2018
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

NMS Capital Asset Management, Inc.

Private equity manager · shared crd

Real Estate Fundsidentity

NMS Capital Asset Management, Inc.

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $139MItem 5.F on the latest filing (2018-07-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 9
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $123Mgross asset value as reported per fund; never fund size
SEC number: 801-70544
CRD: 149678
Filings on the tape: 23
First filed: Jan 3, 2012
Latest filed: Jul 11, 2018
Organised: Corporation, California

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
EB5 UNITED PUERTO RICO FS LP	Private Equity Fund	$104M	Jul 11, 2018	208	Mar 30, 2015	reported	021-221479
STEELPOINT EB-5, LLC	Real Estate Fund	$19.0M	Jul 11, 2018	2	Mar 30, 2015	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DROBENAIRE, H, JUSTIN	CHIEF COMPLIANCE OFFICER	Na	yes	05/2018	May 24, 2018	Jul 11, 2018
SALIBA, TREVOR, MICHAEL	MANAGING DIRECTOR/CEO	E	yes	09/2007	Jan 3, 2012	Jul 11, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NMS CAPITAL ADVISORS, LLC.	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Feb 2, 2018	$132M	$0	9	9	0	2	$116M
2016	Mar 31, 2017	$116M	$0	10	10	n/a	2	$116M
2015	Mar 30, 2016	$68.0M	$0	10	9	n/a	2	$15.0M
2014	Mar 30, 2015	$22.0M	$3.8M	7	6	n/a	2	$15.0M
2013	Mar 31, 2014	$7.5M	$2.7M	6	5	n/a	n/a	n/a
2012	Mar 25, 2013	$223M	$223M	7	6	n/a	n/a	n/a
2011	Mar 29, 2012	$1.9B	$4.4M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$139M	$116M	19.4%	$22.0M	84.7%	9	10	0	n/a

Relationships

Advises (2)

→ STEELPOINT EB-5, LLCPrivate fundReal Estate Fund, IA
Mar 30, 2015 to presentfactForm ADV
→ EB5 UNITED PUERTO RICO FS LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2015 to presentfactForm ADV

Controls (2)

← DROBENAIRE, H, JUSTINOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 24, 2018 to presentfactForm ADV
← SALIBA, TREVOR, MICHAELOwnerMANAGING DIRECTOR/CEO, ownership code E, individual
Jan 3, 2012 to presentfactForm ADV

Registered with (9)

← Sean L DesmaraisAdvisorregistration: previous registration
May 8, 2018 to Aug 27, 2018factForm ADV
← H JUSTIN DROBENAIREAdvisorregistration: previous registration
May 23, 2018 to Jul 11, 2018factForm ADV
← STACEY LYNN LAVENDERAdvisorregistration: previous registration
Dec 17, 2014 to May 24, 2018factForm ADV
← Thomas J CatalanoAdvisorregistration: previous registration
Jan 24, 2017 to Dec 31, 2017factForm ADV
← ANNE TAHIMAdvisorregistration: previous registration
May 31, 2011 to Mar 10, 2015factForm ADV
← ROMAN LARAAdvisorregistration: previous registration
May 13, 2013 to Nov 20, 2014factForm ADV
← MICHAEL ALEXANDER NAHASSAdvisorregistration: previous registration
Feb 4, 2011 to Oct 4, 2011factForm ADV
← MINEZ POWELLAdvisorregistration: previous registration
Jan 7, 2011 to Sep 22, 2011factForm ADV
← Spencer Schreiber MillerAdvisorregistration: previous registration
Jun 2, 2010 to Dec 17, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4bf96fd2-1945-8dc4-1385-b6d21196ab6e
First observed: Jan 3, 2012
Last observed: Jul 11, 2018 99 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NMS CAPITAL ASSET MANAGEMENT, INC.

CRD 149678

BEVERLY HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4bf96fd2-1945-8dc4-1385-b6d21196ab6e

Data as of Jul 11, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

EB5 UNITED PUERTO RICO FS LP

Private Equity Fund

$104M

Jul 11, 2018

208

Mar 30, 2015

reported

021-221479

STEELPOINT EB-5, LLC

Real Estate Fund

$19.0M

Jul 11, 2018

Mar 30, 2015

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DROBENAIRE, H, JUSTIN

CHIEF COMPLIANCE OFFICER

yes

05/2018

May 24, 2018

Jul 11, 2018

SALIBA, TREVOR, MICHAEL

MANAGING DIRECTOR/CEO

yes

09/2007

Jan 3, 2012

Jul 11, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NMS CAPITAL ADVISORS, LLC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Feb 2, 2018

$132M

$116M

2016

Mar 31, 2017

$116M

n/a

$116M

2015

Mar 30, 2016

$68.0M

n/a

$15.0M

2014

Mar 30, 2015

$22.0M

$3.8M

n/a

$15.0M

2013

Mar 31, 2014

$7.5M

$2.7M

n/a

2012

Mar 25, 2013

$223M

n/a

2011

Mar 29, 2012

$1.9B

$4.4M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$139M

$116M

19.4%

$22.0M

84.7%

n/a