DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at INTEGRITY ALLIANCE, LLC
SAN CLEMENTE, CA | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTEGRITY ALLIANCE, LLC | Bd affiliated wealth | Nov 3, 2025 | n/a | yes | SAN CLEMENTE, CA|AUSTIN, TX | Current employment |
| LION STREET ADVISORS, LLC | Former SEC adviser | Oct 24, 2017 | Nov 3, 2025 | no | San Clemente, CA | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Oct 1, 2014 | Oct 26, 2017 | no | LAGUNA NIGEL, CA | Previous registration |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Independent wealth | Sep 23, 2010 | Oct 1, 2014 | no | SCOTTSDALE, AZ|MISSION VIEJO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LION STREET ADVISORS, LLC | INTEGRITY ALLIANCE, LLC | Nov 3, 2025 | Nov 3, 2025 | 0 | Bulk transfer | Ibd to ibd |
| SUMMIT FINANCIAL GROUP INC | LION STREET ADVISORS, LLC | Oct 26, 2017 | Oct 24, 2017 | -2 | Firm change | Other |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | SUMMIT FINANCIAL GROUP INC | Oct 1, 2014 | Oct 1, 2014 | 0 | Firm change | Other |