E•••••• P•••••

Advisor at J••• M••••• S••••••••• L••

NEWPORT BEACH, CA | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:90702ad8-4337-40e0-1e10-525f80f4314c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 24, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 4, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Sep 11, 2024	n/a	yes	CHICAGO, IL\|NEWPORT BEACH, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jan 31, 2017	Aug 19, 2024	no	IRVINE, CA\|NEWPORT BEACH, CA\|IRVINE, CA\|NEWPORT BEACH, CA\|LOS ANGELES, CA\|SEAL BEACH, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|BREA, CA\|NEW YORK, NY\|NEWPORT BEACH, CA\|Garden Grove, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	J••• M••••• S••••••••• L••	Aug 19, 2024	Sep 11, 2024	23	Firm change	Wirehouse to wirehouse
U•• F•••••••• S••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jan 27, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:79:CA:2024-07-30	Aug 19, 2024	Sep 11, 2024	GARDEN GROVE, CA	Firm change
19714:8174:NY:2015-12-10	Dec 15, 2015	Dec 18, 2015	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Sep 11, 2024 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jan 31, 2017 to Aug 19, 2024factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Dec 18, 2015 to Jan 27, 2017factForm ADV
→ B••••••• C•••••• I•••

Dated events

Occurred
Aug 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90702ad8-4337-40e0-1e10-525f80f4314c
First observed: Jan 24, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.